DID STEVEN ROBERT SHAW CAUSE YOU INVESTMENT LOSSES?
Steven Shaw Of Ameriprise Financial Services, LLC And Formerly With Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Steven Shaw of Ameriprise Financial Services, LLC?
Steven Shaw (CRD #2650667) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Steven Shaw was associated with Comerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Steven Shaw Customer Complaint
Steven Shaw has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were recommended investments were unsuitable based on customer’s investment profile. The FINRA arbitration proceeding which was recently filed against Comerica Securities for Steven Shaw’s alleged misconduct is still pending.
Steven Shaw Red Flags & Your Rights As An Investor
Of course, Steven Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Shaw at Ameriprise Financial Services, LLC and Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Comerica Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Steven Shaw
If you have questions about Ameriprise Financial Services, LLC, Comerica Securities and/or Steven Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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