DID SUMPTER A MILLER JR CAUSE YOU INVESTMENT LOSSES?
Sumpter Miller Jr Formerly With J.P. Morgan Securities LLC was terminated on May 21, 2024, for allegations that, in his capacity as an affiliate bank employee, he accessed a relative’s credit card account without a business need.
Who is Sumpter Miller Jr formerly with J.P. Morgan Securities LLC?
Sumpter Miller Jr (CRD #7411943) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Oakwood, Ohio, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Sumpter Miller Jr Employment History and Termination
Sumpter A. Miller Jr has experience working in the securities industry, most notably with J.P. Morgan Securities LLC, where he was employed as a registered broker from September 2021 to May 2024.
Throughout his career, he passed three general industry/product exams, including the Series 7 General Securities Representative Examination, and one multi-state securities law exam, the Series 66 Uniform Combined State Law Examination.
Miller’s registration with J.P. Morgan Securities LLC was terminated in May 2024 due to allegations that, in his capacity as an affiliate bank employee, he accessed a relative’s credit card account without business need. He was also alleged to have misled customer service into believing he was the account holder to redeem rewards, change the address, and obtain a replacement credit card.
Sumpter Miller Jr Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Sumpter Miller Jr is a red flag which should put all current and former customers of Sumpter Miller Jr at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sumpter Miller Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Sumpter Miller Jr
If you have questions about J.P. Morgan Securities LLC and/or Sumpter Miller Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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