DID SURYA JOSHUA KANE METZLER CAUSE YOU INVESTMENT LOSSES?
Surya Metzler Of Centaurus Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct
Who is Surya Metzler of Centaurus Financial, Inc.?
Surya Metzler (CRD #4558292) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Surya Metzler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Surya Metzler Customer Complaints
Surya Metzler has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for her alleged misconduct. Five of the customer complaints were denied by her employers and the investors took no further action. There are currently two FINRA arbitration proceedings filed against Centaurus Financial for Surya Metzler’s alleged misconduct that are still pending.
Allegations Against Surya Metzler
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Advisor recommended an unsuitable, high risk, and illiquid investment.
- Registered representative breached his fiduciary duty with unsuitable, high risk, speculative, and illiquid investments.
- Signatures related to variable annuity contract and disability life insurance policy were forged.
- Failure to disclose surrender charges.
- Forgery on variable annuity contract disclosure form.
- Purchase of REIT was too risky for client.
- Unsuitable recommendations to purchase equity investments.
Surya Metzler Red Flags & Your Rights As An Investor
Of course, Surya Metzler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Metzler at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Surya Metzler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Surya Metzler
If you have questions about Centaurus Financial, Inc. and/or Surya Metzler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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