DID SUSAN R CORIALE CAUSE YOU INVESTMENT LOSSES?
Susan Coriale Of Gwn Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Susan Coriale of Gwn Securities Inc.?
Susan Coriale (CRD #1132493) who is currently registered as a broker with Gwn Securities Inc. and located in Princeville, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Gwn Securities Inc., Susan Coriale was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Susan Coriale Customer Complaints
Susan Coriale has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Lincoln Financial Advisors and GWN Securities in favor of the investor. The other customer complaint was recently filed against GWN Securities for the advisor’s alleged misconduct and is still pending.
Allegations Against Susan Coriale
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Poor advice relating to switching from a tax-deferred annuity to a non-tax-deferred joint mutual fund account creating substantial tax liability.
- Unsuitable recommendations to purchase life insurance and variable annuity contract.
Susan Coriale Red Flags & Your Rights As An Investor
Of course, Susan Coriale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Coriale at Gwn Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Coriale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gwn Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Gwn Securities Inc. Due To Susan Coriale
If you have questions about Gwn Securities Inc. and/or Susan Coriale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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