DID SUSAN HECHT EZEKIEL CAUSE YOU INVESTMENT LOSSES?

Susan Ezekiel Formerly With Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated?

Susan Ezekiel (CRD #1903035) who was formerly registered with Stifel, Nicolaus & Company, Incorporated and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Susan Ezekiel was associated with Fortune Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Susan Ezekiel Customer Complaints

Susan Ezekiel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and then an award against the advisor and her employer. The other customer complaint was settled by SunTrust Investment Services in favor of the investor.

Allegations Against Susan Ezekiel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Advisor allegedly “aggressively” pressured the trustee into purchasing an annuity.
1035 exchanges were unsuitable, fraudulent and negligent.

Susan Ezekiel Red Flags & Your Rights As An Investor

Of course, Susan Ezekiel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Ezekiel at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Ezekiel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Susan Ezekiel

If you have questions about Stifel, Nicolaus & Company, Incorporated, Fortune Financial Services, Inc. and/or Susan Ezekiel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated