DID SUZANNE THERESE CHARRIN CAUSE YOU INVESTMENT LOSSES?
Suzanne Charrin Formerly With Woodbury Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Suzanne Charrin formerly with Woodbury Financial Services, Inc.?
Suzanne Charrin (CRD #4487222) who was formerly registered with Woodbury Financial Services, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc. Suzanne Charrin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Suzanne Charrin has had her own regulatory problems. In 2023, she consented to the sanction and to the entry of findings that she provided false information to FINRA in connection with its investigation into allegations that she engaged in an undisclosed outside business activity. As a result, she was permanently barred from any further association with any member firm in any capacity in the securities industry. Woodberry Financial Services subsequently terminated Suzanne Charrin for her misconduct.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Suzanne Charrin Customer Complaints
Suzanne Charrin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Woodbury Financial Services and the investor took no further action. The other customer complaint evolved into a FINRA arbitration proceeding against Woodbury Financial Services for the advisors alleged misconduct and still pending.
Allegations Against Suzanne Charrin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable recommendations related to REIT investment.
- The purchase of direct investment product was unsuitable for customer.
Suzanne Charrin Red Flags & Your Rights As An Investor
Of course, Suzanne Charrin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Charrin at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Suzanne Charrin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Suzanne Charrin
If you have questions about Woodbury Financial Services, Inc. and/or Suzanne Charrin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...