DID TAMMIE LYN FARRELL CAUSE YOU INVESTMENT LOSSES?
Tammie Farrell Of Capital Investment Group, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Tammie Farrell of Capital Investment Group, Inc.?
Tammie Farrell (CRD #2475931) who is currently registered as a broker and investment adviser with Capital Investment Group, Inc. and located in Franklin, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group, Inc., Tammie Farrell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tammie Farrell Customer Complaints
Tammie Farrell has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Capital Investment Group or Tammie Farrell’s alleged misconduct in favor of the investor. There are currently 3 other customer complaints at have been made with Capital Investment Group that are still pending resolution.
Allegations Against Tammie Farrell
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations.
- Breach of fiduciary duty, negligence, fraud in breach of contract.
- Common law fraud, breach of fiduciary duty and negligence.
- Investments and GWG Holdings were unsuitable for 45 customers who joined in the same arbitration proceeding.
Tammie Farrell Red Flags & Your Rights As An Investor
Of course, Tammie Farrell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tammie Farrell at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tammie Farrell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Tammie Farrell
If you have questions about Capital Investment Group, Inc. and/or Tammie Farrell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...