DID TEDDY R EZZELL III CAUSE YOU INVESTMENT LOSSES?
Teddy Ezzell, III Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
About Teddy Ezzell, III of LPL Financial LLC?
Teddy Ezzell, III (CRD #1527524) LPL Financial LLC? Teddy Ezzell, III (CRD #1527524) has a controversial tenure in the securities industry, which raises several red flags for potential clients. Registered with LPL Financial LLC and Western Wealth Management LLC in Fort Collins, CO since December 2014 and June 2016 respectively, Ezzell has navigated through various firms with mixed outcomes. Despite being licensed in four U.S. states and having passed three general industry/product exams and one multi-state securities law exam, his professional capabilities are overshadowed by a pending customer dispute. This dispute not only questions his judgment but also highlights potential risks inherent in his financial advisement.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Teddy Ezzell, III Customer Complaint and Reviews
- Customer Dispute (Pending)
- Date Complaint Received: February 8, 2024
- Allegations: Customers allege that an investment in real estate securities, purchased prior to moving their accounts to LPL, was unsuitable for their investment objectives and risk tolerance. The claimed damages cannot be precisely determined but are suggested to be over $5,000.
- Arbitration Forum: FINRA
- Docket/Case #: 24-00296
- Current Status: The dispute is currently pending. Ezzell has denied all allegations, claiming that all recommendations were suitable and consistent with the clients’ objectives, and that the clients were fully informed of the risks involved.
Allegations Against Teddy Ezzell
Teddy R. Ezzell III faces allegations of recommending unsuitable investments in real estate securities. The complaint points to potential misjudgments in assessing client suitability and risk tolerance, which is a serious concern in financial advisory services. The pending nature of this case and Ezzell’s defense that he acted in accordance with client objectives will be crucial in determining the outcome. Notwithstanding, such disputes can severely impact a broker’s reputation, making it essential for potential investors to consider these factors when evaluating their options.
Teddy Ezzell, III Red Flags & Your Rights As An Investor
Of course, Teddy Ezzell, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teddy Ezzell, III at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Teddy Ezzell, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Teddy Ezzell, III
If you have questions about LPL Financial LLC and/or Teddy Ezzell, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...