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DID TERENCE TRIANTAFILLIDIS CAUSE YOU INVESTMENT LOSSES?

Terence Triantafillidis Formerly With Fidelity Brokerage Services LLC was terminated on September 4, 2024, following allegations related to creating inaccurate internal records.

Who is Terence Triantafillidis formerly with Fidelity Brokerage Services LLC?

Terence Triantafillidis

Terence Triantafillidis (CRD #7635314) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Folsom, California, is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Terence Triantafillidis Employment History and Termination

Terence Triantafillidis was registered with Fidelity Brokerage Services LLC from February 2023 to September 2024. He worked as a Financial Representative for Fidelity Investments in Roseville, California.

He passed two general industry/product exams and two multi-state securities law exams but did not pass any principal/supervisory exams:

  • General Industry/Product Exams:
  • General Securities Representative Examination (Series 7TOB) on February 14, 2023
  • Securities Industry Essentials Examination (SIE) on April 9, 2022
  • State Securities Law Exams:
  • Uniform Investment Adviser Law Examination (Series 65IA) on November 16, 2023
  • Uniform Securities Agent State Law Examination (Series 63B) on July 30, 2022

Terence Triantafillidis was discharged from Fidelity Brokerage Services LLC on September 4, 2024 following allegations that he created inaccurate internal records related to client communication, including leaving or attempting to leave phone messages.

Disclosure

Terence Triantafillidis has one reported disclosure:

  • Employment Termination
  • Date: September 4, 2024
  • Firm: Fidelity Brokerage Services LLC
  • Allegations: due to creating inaccurate records indicating he left or attempted to leave messages for clients and claimed to have spoken with them.

Terence Triantafillidis Red Flags & Your Rights As An Investor

Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Terence Triantafillidis is a red flag which should put all current and former customers of Terence Triantafillidis at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Terence Triantafillidis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Terence Triantafillidis

If you have questions about Fidelity Brokerage Services LLC and/or Terence Triantafillidis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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