DID TERRI LYNN FASSI CAUSE YOU INVESTMENT LOSSES?

Terri Fassi Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Terri Fassi of Centaurus Financial, Inc.?

Terri Fassi (CRD #2526113) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Windsor, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Terri Fassi was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Terri Fassi Customer Complaints

Terri Fassi has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Centaurus Financial, and the investor took no further action. There is currently one recently filed FINRA arbitration proceeding against Centaurus Financial for Terri Lynn Fassi’s alleged misconduct that is still pending.

Allegations Against Terri Fassi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Recommendation of a high risk, speculative, complex, and illiquid investment was in breach of brokers fiduciary duty.
• Unsuitable recommendations to those whose purchase variable annuity contract.
• Failure to fully disclose all variable annuity contract terms and features.

Terri Fassi Red Flags & Your Rights As An Investor

Of course, Terri Fassi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terri Fassi at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Terri Fassihas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Terri Fassi

If you have questions about Centaurus Financial, Inc. and/or Terri Fassi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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