DID THAIS DRUMMOND PIOTROWSKI CAUSE YOU INVESTMENT LOSSES?

Thais Piotrowski Of Ameriprise Financial Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Thais Piotrowski of Ameriprise Financial Services, LLC?

Thais Piotrowski (CRD #4729077) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Thais Piotrowski was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Thais Piotrowski Customer Complaints

Thais Piotrowski has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer disputes were denied by Ameriprise Financial Services and so far the investors have not taken any further action. There is currently one FINRA arbitration proceeding pending against Ameriprise Financial Services for Thais Piotrowski’s alleged misconduct.

Allegations Against Thais Piotrowski

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

• Unsuitable recommendation of aggressive risk alternative investments in business development companies.
• Unauthorized mutual fund investment.
• Sale of unsuitable RVS annuity contract.
• Unsuitable investment recommendations of variable annuity contracts, mutual funds, and hedge funds.

Thais Piotrowski Red Flags & Your Rights As An Investor

Of course, Thais Piotrowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thais Piotrowski at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thais Piotrowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Thais Piotrowski

If you have questions about Ameriprise Financial Services, LLC and/or Thais Piotrowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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