DID THEODORE NELSON RICH CAUSE YOU INVESTMENT LOSSES?

Theodore Rich Of D.A. Davidson & Co. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Theodore Rich of D.A. Davidson & Co.?

Theodore Rich (CRD #2293736) who is currently registered as a broker and investment adviser with D.A. Davidson & Co. and located in Minden, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.A. Davidson & Co., Theodore Rich was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Theodore Rich Customer Complaints

Theodore Rich has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Wells Fargo Investments and the customer took no further action. The 2^nd customer complaint is still pending in a FINRA arbitration proceeding.

Allegations Against Theodore Rich

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Investments were not sold as instructed and that they were given incorrect information regarding the amount that can be borrowed from retirement accounts.
• Advisor’s recommendation to stay in market caused losses.

Theodore Rich Red Flags & Your Rights As An Investor

Of course, Theodore Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Rich at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Theodore Rich

If you have questions about D.A. Davidson & Co., Wells Fargo Clearing Services, LLC and/or Theodore Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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