DID THOMAS FRANCIS CURRIE CAUSE YOU INVESTMENT LOSSES?
Thomas Currie Of Goldman Sachs & Co. LLC And Formerly With Mercer Allied Company, L.P. Has A Customer Complaint For Alleged Broker Misconduct
About Thomas Currie of Goldman Sachs & Co. LLC?
Thomas Currie (CRD #5465944) showcases a checkered history in the securities industry that may give prospective clients pause. Registered with The Ayco Company, L.P., a subsidiary of Goldman Sachs & Co. LLC, since 2010, Currie has accumulated registrations across 24 U.S. states and territories. Despite passing three general industry/product exams and one state securities law exam, his lack of any principal/supervisory exams could be seen as a shortcoming in his capability to handle complex supervisory duties. Furthermore, his tenure is marred by a settled customer dispute that casts a shadow over his professional conduct and suitability in managing client investments.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Thomas Currie Customer Complaint and Reviews
- Customer Dispute (Settled)
- Date Complaint Received: May 3, 2023
- Allegations: The client challenged Currie’s recommendation to sell securities and invest in a tax-advantaged fund in May 2021, arguing that it did not meet their tax objectives.
- Alleged Damages: $175,000
- Settlement Amount: $130,000 on August 4, 2023
- Outcome: Although the settlement suggests a resolution, the significant amount and the nature of the complaint raise concerns about Currie’s understanding and alignment with client financial goals.
Allegations Against Thomas Currie
It was alleged that the recommendation to sell securities and reinvest the proceeds in a tax advantaged Private Equity Fund was unsuitable considering his client’s tax objectives.
Thomas Currie Red Flags & Your Rights As An Investor
Of course, Thomas Currie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Currie at Goldman Sachs & Co. LLC and Mercer Allied Company, L.P. on alert to review carefully the activity and performance of their accounts and question whether Thomas Currie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC and Mercer Allied Company, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Thomas Currie
If you have questions about Goldman Sachs & Co. LLC, Mercer Allied Company, L.P. and/or Thomas Currie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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