DID THUY HONG MAI CAUSE YOU INVESTMENT LOSSES?
About Thuy Mai Of Allstate Financial Services?
Thuy Mai (CRD #6772860) previously registered with Allstate Financial Services, LLC from September 2019 to December 2020 in Stanton, California. Mai is not currently registered as a broker. She has passed two general industry/product exams, including the Securities Industry Essentials (SIE) and the Investment Company Products/Variable Contracts Representative (Series 6) exams, as well as one multi-state securities law exam (Series 63). Her brief registration period and certifications reflect a foundational level of qualification within the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Thuy Mai Customer Complaints and Reviews
Thuy H. Mai has one recorded customer dispute:
- Customer Dispute (Closed-No Action / Withdrawn / Dismissed / Denied): Filed on April 30, 2020, a client alleged that a signature on an amendment for a whole life policy was not provided by them, relating to activities on May 30, 2019. The customer sought a return of premiums paid. After review, the complaint was denied on June 30, 2020, as the firm did not find sufficient grounds to support the allegation.
Allegations Against Thuy Mai
- Unauthorized Signature: The customer dispute centered around the client’s claim that they did not authorize their signature on an amendment related to their whole life insurance policy. This issue was formally investigated by the firm, which concluded that the complaint did not merit any corrective action, leading to its denial.
Thuy Mai Red Flags & Your Rights As An Investor
Of course, Thuy Mai did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thuy Mai at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Thuy Mai has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Thuy Mai
If you have questions about Allstate Financial Services and/or Thuy Mai and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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