DID TIMOTHY EUGENE BROWN CAUSE YOU INVESTMENT LOSSES?

Timothy Brown Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Timothy Brown of Emerson Equity LLC?

Timothy Brown (CRD #1663519) who is currently registered as a broker with Emerson Equity LLC and located in San Mateo, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Emerson Equity LLC, Timothy Brown was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Timothy Brown Customer Complaints

Timothy Brown has been the subject of 2 customer complaints that we know about recovering investment losses. Both of the customer complaints are still pending in recently filed FINRA arbitration proceedings against Newbridge Securities Corporation and Emerson Equity.

Allegations Against Timothy Brown

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Breach of contract, negligence, fraud, and failure to supervise alternative investments.
• Breach of fiduciary duty and negligence related to corporate debt transaction.

Timothy Brown Red Flags & Your Rights As An Investor

Of course, Timothy Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Brown at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Timothy Brown

If you have questions about Emerson Equity LLC and/or Timothy Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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