DID TIMOTHY MICHAEL FRASER CAUSE YOU INVESTMENT LOSSES?
About Timothy Fraser of LPL Financial LLC?
Timothy Fraser (CRD #4868026) is currently registered with LPL Financial LLC, where he has been employed since September 25, 2009. He operates out of the Woodstock, Illinois branch. Timothy has passed seven industry exams, including two Principal/Supervisory exams (General Securities Principal and Investment Company Products/Variable Contracts Principal), three General Industry/Product exams, and two Multi-State Securities Law exams. He holds licenses in 31 U.S. states and territories, and is registered with one self-regulatory organization (FINRA). Prior to his current role, Timothy worked at First Investors Corporation from October 2004 to September 2009.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Timothy Fraser Customer Complaints and Reviews
Timothy Fraser has one pending customer dispute reported.
- Date of Filing: March 25, 2024. The claimant alleges that between 2011 and 2023, Timothy recommended unsuitable variable annuity investments. The customer is seeking $2,000,000 in damages. The dispute is currently pending in FINRA arbitration under docket number 24-00671.
Allegations Against Timothy Fraser
- Customer Dispute Allegations: The customer alleges that Timothy Fraser made unsuitable investment recommendations related to variable annuities between 2011 and 2023, leading to potential financial harm. Timothy denies any wrongdoing and asserts that the investments were appropriate for the client’s financial goals. The case remains pending.
Timothy Fraser Red Flags & Your Rights As An Investor
Of course, Timothy Fraser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Fraser at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Fraser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Fraser
If you have questions about LPL Financial LLC and/or Timothy Fraser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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