DID TIMOTHY MICHAEL HATTON CAUSE YOU INVESTMENT LOSSES?
About Timothy Hatton of Creative Planning?
Timothy Hatton (CRD #1844529) , located in Phoenix, Arizona, has over two decades of experience in the investment advisory field. He has worked in various capacities, including as the President of Hatton Consulting, Inc., and currently serves as an Investment Adviser Representative at Creative Planning, LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Timothy Hatton Customer Complaints and Reviews
Mr. Hatton has one customer dispute disclosed in his record:
- Dispute March 27, 2004
- Complaint: A client alleged that Mr. Hatton recommended the purchase of Fruit of the Loom bonds on April 22, 1998, which the client claimed were unsuitable given his stated risk profile and preference for not losing money.
- Outcome: Morgan Stanley DW, Inc., where Mr. Hatton was employed at the time, researched the matter and denied all allegations.
- Date Concluded: March 14, 2005
Allegations Against Timothy Hatton
Customer Complaint Details: The client alleged the investment recommendation was unsuitable and not aligned with their risk tolerance. The dispute was resolved with no settlement paid and no individual contribution required from Mr. Hatton.
Morgan Stanley DW, Inc. formally denied the allegations after investigation.
Timothy Hatton Employment History
Current Employment:
- Creative Planning, LLC
- Role: Investment Adviser Representative
- Registered: January 2022
- Current Jurisdictions: Arizona, California, and Texas
Previous Employment:
- Hatton Consulting, Inc. October 2001 – March 2022
- Role: President and RIA
- Exams: Mr. Hatton holds a Certified Financial Planner (CFP) designation and has passed the Uniform Investment Adviser Law Examination (Series 65) February 22, 2000..
Investment Advisors Owe Clients The Highest Level Of Care
Investment advisors are bound by fiduciary duties, requiring them to act in their clients’ best interests. This includes disclosing all material facts about investment strategies, risks, and potential conflicts of interest. The duty of care mandates that advisors provide advice tailored to the individual financial situation of their clients. These obligations ensure transparency and foster trust, emphasizing the importance of aligning investment strategies with client goals and risk tolerances.
Option Trading Can Be Extremely Risky
Options trading involves significant risks, particularly when speculative or high-risk strategies are employed. For example, naked options expose investors to unlimited potential losses since they involve selling options without owning the underlying assets. Clients allowing advisors to trade options must understand these risks thoroughly, as losses can exceed initial investments. It’s crucial to evaluate the suitability of such strategies against one’s financial goals and risk tolerance.
Timothy Hatton Red Flags & Your Rights As An Investor
Of course, Timothy Hatton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Timothy Hatton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Creative Planning Due To Timothy Hatton
If you have questions about about Creative Planning and/or Timothy Hatton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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