DID TIMOTHY DUNN MCCONNELL CAUSE YOU INVESTMENT LOSSES?
About Timothy McConnell of Osaic Wealth, Inc.?
Timothy McConnell (CRD #1996005) has a robust background in the financial industry, marked by various registrations across multiple firms. Currently, he is employed with The Ameriflex Group as an investment advisor and Osaic Wealth, Inc. as an investment broker in Lone Tree, Colorado, indicating a stable recent employment history since September 2020. McConnell is registered in 11 U.S. states and territories, showing a broad geographical reach in his practice. He has completed two principal/supervisory exams, three general industry/product exams, and two multi-state securities law exams, demonstrating his extensive qualifications and adherence to industry standards.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Timothy McConnell Customer Complaints and Reviews
Timothy McConnell’s career includes one significant disclosure:
- Customer Dispute (Pending): Involves allegations related to the unsuitable replacement of two life insurance policies in 2011. The clients have sought damages exceeding $100,000, reflecting serious concerns about the advice provided. The case is currently pending in the El Paso County District Court, Colorado, under docket number 15607169.
Allegations Against Timothy McConnell
- Allegations of Unsuitable Insurance Advice: The pending dispute accuses McConnell of recommending the replacement of two life insurance policies in a manner not suited to the clients’ needs, potentially prioritizing commission or other incentives over client welfare. The legal proceedings are ongoing, with significant damages claimed, highlighting the gravity of the allegations against his professional conduct.
Timothy McConnell Red Flags & Your Rights As An Investor
Of course, Timothy McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McConnell at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Timothy McConnell
If you have questions about Osaic Wealth, Inc. and/or Timothy McConnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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