DID TODD DEMOSS CAUSE YOU INVESTMENT LOSSES?
Todd Demoss Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Todd Demoss of Wells Fargo Advisors Financial Network, LLC?
Todd Demoss (CRD #2215247) who is currently registered as a broker and investment adviser with Wells Fargo Advisors Financial Network, LLC and located in Omaha, Nebraska, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, LLC, Todd Demoss was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Todd Demoss Customer Complaints
Todd Demoss has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Wells Fargo Advisors and Edward Jones in the investors took no further action.
Allegations Against Todd Demoss
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow customer’s instructions to liquidate.
- Failure to disclose ability to switch subaccount allocations and variable annuity contract.
- Investments recommended were sold in violation of state law.
Todd Demoss Red Flags & Your Rights As An Investor
Of course, Todd Demoss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Demoss at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Demoss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Todd Demoss
If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Todd Demoss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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