DID Todd Welsh CAUSE YOU INVESTMENT LOSSES?
About Todd Welsh of Level Four Financial, LLC?
Todd Welsh (CRD #3214419) is currently employed by Scissortail Wealth Management, LLC as an investment advisor and Level Four Financial, LLC as a registered broker, both located in Tulsa, Oklahoma. He has been registered with Scissortail Wealth Management since January 15, 2023, and Level Four Financial since November 10, 2018. Welsh holds licenses in seven U.S. states and is registered with one self-regulatory organization (FINRA). His prior employment includes UBS Financial Services, Inc. where he served as a financial advisor from 2009 to 2018. He has passed four general industry/product exams and one multi-state securities law exam, including the Series 7 General Securities Representative Examination (1999) and the Series 66 Uniform Combined State Law Examination (1999).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Todd Welsh Customer Complaints and Reviews
Todd Welsh has one pending customer dispute on record:
- Customer Dispute Received: September 20, 2024
- Complaint: The claimant alleges that UBS Financial Services, Welsh’s prior employer, failed to conduct adequate due diligence on a fund of funds, which the claimant argues was unsuitable for investors. The complaint asserts that the associated risks were not adequately disclosed to investors.
- Product: Alternative investments (fund of funds)
- Damages: $100,000
- Status: Pending in FINRA arbitration, docket/case number 24-01773.
Allegations Against Todd Welsh
- Nature of Allegations: The claimant contends that UBS did not perform sufficient due diligence on a fund of funds, deeming it inappropriate for investor use. The claimant further alleges that significant risks associated with the investment were not disclosed.
- Investment Time Frame: December 2010 to 2023
- Financial Impact: The client seeks $100,000 in damages, claiming insufficient disclosure of risks.
Todd Welsh Red Flags & Your Rights As An Investor
Of course, Todd Welsh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Welsh at Level Four Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Welsh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Todd Welsh
If you have questions about Level Four Financial, LLC and/or Todd Welsh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...