DID TORIAN D MITCHELL CAUSE YOU INVESTMENT LOSSES?
About Torian Mitchell formerly with Pruco Securities, LLC?
Torian Mitchell (CRD #6320029) is a former registered broker at Pruco Securities, LLC from 2018-2021. He is not currently registered as a broker but previously held roles with various firms in New York. In addition to his brokerage experience, he served as Chief Operating Officer of AYCE, Inc., an educational services company, since 2018. He passed three general industry/product exams and two multi-state securities law exams. His professional experience includes positions at Pruco Securities, LLC, AXA Advisors, LLC, and J.H. Darbie & Co., Inc.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Torian Mitchell Customer Complaints and Reviews
Mr. Mitchell has one pending customer dispute:
- September 30, 2024: A customer filed a complaint alleging that Mr. Mitchell misappropriated funds related to a variable annuity insurance product investment made in 2017 while he was with Equitable Advisors, LLC. The claimant seeks compensatory damages exceeding $100,000, and the case is pending in FINRA arbitration.
Allegations Against Torian Mitchell
- Misappropriation of Funds: The primary allegation against Mr. Mitchell involves claims of misappropriating client funds associated with an investment in a variable annuity.
- Details: The claimant alleges that Mr. Mitchell improperly handled funds in connection with a variable annuity and insurance investments dating back to 2017.
- Compensation Sought: The claimant is seeking compensatory damages of more than $100,000.
- Current Status: The case is in arbitration with FINRA, pending resolution, highlighting a serious allegation that could impact Mr. Mitchell’s professional standing and reputation.
Torian Mitchell Red Flags & Your Rights As An Investor
Of course, Torian Mitchell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Torian Mitchell at Pruco Securities, LLCon alert to review carefully the activity and performance of their accounts and question whether Torian Mitchell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Torian Mitchell
If you have questions about Pruco Securities, LLC and/or Torian Mitchell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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