DID TRACI LYNN MARCHI CAUSE YOU INVESTMENT LOSSES?
About Traci Marchi of Morgan Stanley?
Traci Marchi (CRD #3149504) is currently employed by and registered with Morgan Stanley in Tucson, Arizona, since June 2009. She is registered in 53 U.S. states and territories, showcasing a broad operational scope. Marchi has passed two principal/supervisory exams and three general industry/product exams, along with two multi-state securities law exams, highlighting her comprehensive regulatory knowledge and supervisory capabilities. Her registration history includes tenure at significant financial institutions such as Citigroup Global Markets Inc. and UBS Financial Services Inc., indicating a robust and diverse background in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Traci Marchi Customer Complaints and Reviews
Traci L. Marchi has encountered one major disclosure:
- Civil Litigation (Pending)
- Details: Involves allegations from early March 2017 to summer 2018 concerning an outside business activity not related to her firm. The plaintiff alleges multiple violations including fraud, elder abuse, and breach of fiduciary duty linked to an investment in a real estate limited liability company. The case, filed in the Superior Court of California, San Diego County (Case No. 2019-37-00022654-CU-FR-CTL), claims damages amounting to $370,464.35.
- Status: The litigation is currently pending, with the notice/process served on June 27, 2024.
Allegations Against Traci Marchi
- Civil Litigation Related to Outside Business Activity:
- Allegations: Common law fraud, elder abuse, breach of fiduciary duty, improper receipt of funds, unjust enrichment, conversion, intentional interference with contracts, and breach of contract.
- Context: These accusations are connected to an investment in a real estate entity outside of her associated firm’s activities.
- Product Type: Real Estate Security.
- Damages Claimed: $370,464.35.
- Legal Status: Ongoing litigation in the Superior Court of the State of California, San Diego County.
Traci Marchi Red Flags & Your Rights As An Investor
Of course, Traci Marchi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Traci Marchi at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Traci Marchi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Traci Marchi
If you have questions about Morgan Stanley and/or Traci Marchi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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