DID TRAVIS MATTHEW JAMES CAUSE YOU INVESTMENT LOSSES?
About Travis James of LPL Financial LLC?
Travis James (CRD #4297837) is currently registered with Benedict Financial Advisors, Inc. as an investment advisor and LPL Financial LLC as a registered broker, based in Atlanta, Georgia. He has been with Benedict Financial Advisors since May 2004 and with LPL Financial since January 2002. James is licensed in 16 U.S. states and territories and has passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. His career has been marked by long-term stability at his current firms, where he provides financial advisory services to a wide range of clients.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Travis James Customer Complaints and Reviews
Travis James has one reported customer dispute:
- Customer Dispute (Pending)
- Date Filed: June 18, 2024
- Allegations: The customer alleges that James failed to follow instructions over the period from 2017 to 2023 regarding variable annuity transactions.
- Current Status: The dispute is pending in Alabama Circuit Court (Lee County) with alleged damages of over $5,000. James denies any wrongdoing, stating that he was a licensed assistant during the relevant time and that all actions were in line with the customer’s objectives and financial goals.
Allegations Against Travis James
Failure to Follow Instructions: The pending dispute centers on claims that James did not adhere to the client’s instructions over a six-year period concerning variable annuity investments. The case is ongoing, and James has denied the allegations, asserting that his actions were consistent with the client’s financial objectives and best interests.
Travis James Red Flags & Your Rights As An Investor
Of course, Travis James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis James at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Travis James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Travis James
If you have questions about LPL Financial LLC and/or Travis James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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