DID TUCKER WADKINS CAUSE YOU INVESTMENT LOSSES?
Tucker Wadkins Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct
Who is Tucker Wadkins of UBS Financial Services Inc.?
Tucker Wadkins (CRD #6622417) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Tucker Wadkins was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory, and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tucker Wadkins Customer Complaint
Tucker Wadkins has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow instructions in connection with the transfer of assets from a traditional IRA account to a SEP IRA account. The customer complaint was recently filed with UBS Financial Services and denied by the brokerage firm. Thus far, there is no indication that the customer has filed an arbitration proceeding or taken any other action.
Tucker Wadkins Red Flags & Your Rights As An Investor
Of course, Tucker Wadkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tucker Wadkins at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Tucker Wadkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Tucker Wadkins
If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Tucker Wadkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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