DID TYLER EDWARD SCHULTZ CAUSE YOU INVESTMENT LOSSES?
About Tyler Schultz of LPL Financial LLC?
Tyler Schultz (CRD #5762290) is a registered broker with LPL Financial LLC and an investment advisor with Global Retirement Partners LLC since April 29, 2016. He is licensed in three U.S. states—Kansas, Missouri, and Oklahoma. His prior employment includes roles at Securities America, Inc. and Edward Jones. Over his career he has passed two general industry/product exams and one multi-state securities law exam. Mr. Schultz has not taken any principal/supervisory exams. His professional experience spans over a decade, focusing on retirement planning and investment advisory services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tyler Schultz Customer Complaints and Reviews
Mr. Schultz has one reported customer dispute currently pending in state court:
- Filed May 28, 2024: A customer filed a claim alleging that Mr. Schultz recommended unsuitable investments for her 401(k) plan account between 2021 and 2022. The claimed damages total $46,862.57. The litigation is ongoing in Sedgwick County, Kansas District Court.
- Status: This case is currently pending in the District Court of Sedgwick County, Kansas (Case #SG-2024-CV-001054). Mr. Schultz denies the allegations, asserting that the investments were appropriate and that the claimant directed the allocations herself through the plan administrator.
Allegations Against Tyler Schultz
- Unsuitability of Investment Recommendations: The customer claims that Mr. Schultz’s investment recommendations for her 401(k) plan did not align with her financial needs and goals. Mr. Schultz maintains that the investment allocations were fully explained to the customer, who directed her plan administrator to execute the disputed allocations.
- Defense: Mr. Schultz contends that he provided clear explanations regarding the investments, and the allocations were subsequently made by the claimant through her plan administrator. This dispute is currently pending in court, with Mr. Schultz prepared to defend against the accusations.
Tyler Schultz Red Flags & Your Rights As An Investor
Of course, Tyler Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyler Schultz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tyler Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tyler Schultz
If you have questions about LPL Financial LLC and/or Tyler Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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