DID ALFONSO ANGUIANO CAUSE YOU INVESTMENT LOSSES?
About Alfonso Anguiano of LPL Financial LLC?
Alfonso Anguiano (CRD #6244015) is currently affiliated with LPL Financial LLC in Melrose Park, Illinois, where he has been since August 2014. He is registered in six U.S. states and territories and with one Self-Regulatory Organization (SRO). Anguiano has passed two general industry/product exams and one multi-state securities law exam. His registration history includes previous affiliations with Essex National Securities, LLC and several other firms over his career. His experience spans various aspects of the securities industry, including roles as a registered representative and investment adviser.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alfonso Anguiano Customer Complaints and Reviews
Alfonso Anguiano has had one customer dispute reported:
- Customer Dispute (Closed-No Action / Withdrawn / Dismissed / Denied): A client alleged that Anguiano failed to disclose that an investment purchased in March 2014 was not liquid. The complaint, which involved a REIT, was received on May 3, 2024, and was denied on May 24, 2024. The alleged damages were specified to be over $5,000, but no financial compensation was awarded as the claim was denied.
Allegations Against Alfonso Anguiano
- Lack of Disclosure: The allegation against Anguiano was that he did not adequately disclose the non-liquidity of a Real Estate Investment Trust (REIT) investment to a client, which could affect an investor’s ability to retrieve invested funds on demand. This issue was raised in a formal complaint by the client, but after review, it was denied, indicating no finding of fault with Anguiano’s actions.
Alfonso Anguiano Red Flags & Your Rights As An Investor
Of course, Alfonso Anguiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Anguiano at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Alfonso Anguiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alfonso Anguiano
If you have questions about LPL Financial LLC and/or Alfonso Anguiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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