DID VINCENT STEPHEN LUCCHESI CAUSE YOU INVESTMENT LOSSES?
Vincent Lucchesi was recently fired from UBS Financial Services Inc. following a review that substantiated he was in violation of firm policy.
Who is Vincent Lucchesi formerly with UBS Financial Services Inc.?
Vincent Lucchesi (CRD #1444054) who was formerly registered as a broker with UBS Financial Services Inc. and located in Weehawken, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Vincent Lucchesi Employment History and Termination
Vincent Stephen Lucchesi has over 25 years of experience in the securities industry. His career has included roles at several major firms, such as UBS Financial Services Inc. (2006–2024), Morgan Stanley (2002–2006), and Merrill Lynch (1998–2000). He has passed four industry exams, including Series 7, Series 66, and the Futures Managed Funds Examination (Series 31).
On December 13, 2024, after 18 years at UBS Financial Services, his tenure ended with his discharge due to allegations of altering client account statements, which were not used but kept at his desk and later shredded.
Mr. Lucchesi has since joined Alden Investment Group as an Investment Adviser and J. Alden Associates, Inc. as a registered broker.
Allegations and Accusations
The sole allegation against Vincent Stephen Lucchesi pertains to his termination from UBS Financial Services for altering client account statements. He admitted to storing and later shredding the documents without using them.
Vincent Lucchesi Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Vincent Lucchesi is a red flag which should put all current and former customers of Vincent Lucchesi at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Lucchesi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Vincent Lucchesi
If you have questions about UBS Financial Services Inc.and/or Vincent Lucchesi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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