DID VINCENT JAMES MAZZA CAUSE YOU INVESTMENT LOSSES?

Vincent Mazza Formerly With National Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Vincent Mazza formerly with National Securities Corporation?

Vincent Mazza (CRD #4332577) who was formerly registered with National Securities Corporation and located in Jersey City, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities Corporation, Vincent Mazza was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vincent Mazza has had his own regulatory problems. In 2019 he was initially suspended and then permanently barred for failing to respond to a FINRA request for information.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Vincent Mazza Customer Complaints

Vincent Mazza has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer to suits were settled in favor of the investors. The other customer complaints were denied by Vincent Mazza’s former employers and the investors took no further action.

Allegations Against Vincent Mazza

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Unauthorized trading.
Excessive commissions.
Unauthorized use of margin.
High pressure sales tactics, excessive commissions, and improper solicitation.
Breach of contract and warranties, unfair trade and deceptive practices. Violation of state securities statutes.
Negligence and breach of fiduciary duty.

Vincent Mazza Red Flags & Your Rights As An Investor

Of course, Vincent Mazza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Mazza at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Vincent Mazza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Vincent Mazza

If you have questions about National Securities Corporation and/or Vincent Mazza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Vincent Mazza formerly with National Securities Corporation