DID WALTER STEVEN LESS CAUSE YOU INVESTMENT LOSSES?
About Walter Less of LPL Financial LLC?
Walter Less (CRD #5191948) has a solid background in the securities industry. He is currently registered with LPL Financial LLC, having joined the firm on September 25, 2018, and is licensed in 14 U.S. states and territories. Less has passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). His career includes previous registrations with Wells Fargo Clearing Services and other financial institutions, showcasing a robust track record across multiple major financial firms.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Walter Less Customer Complaints and Reviews
Walter Less has one significant disclosure event:
- Customer Dispute (Pending): Filed on May 13, 2024, this dispute alleges unauthorized transactions by Less under a power of attorney (POA) agreement. The complaint, which is currently unresolved, claims damages amounting to $254,048. This dispute relates to transactions involving listed equities.
Allegations Against Walter Less
- Unauthorized Transactions: The current pending dispute accuses Walter Less of executing transactions that were not authorized under the existing POA agreement, potentially leading to significant financial repercussions for the client involved. The specifics of the complaint underscore the severity of the allegations concerning fiduciary responsibilities and client trust.
Walter Less Red Flags & Your Rights As An Investor
Of course, Walter Less did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Less at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Walter Less has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Walter Less
If you have questions about LPL Financial LLC and/or Walter Less and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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