DID WARREN NIGEL NASTIVAR CAUSE YOU INVESTMENT LOSSES?
About Warren Nastivar of Vanguard Marketing Corporation?
Warren Nastivar (CRD #7170781) is currently employed and registered with Vanguard Marketing Corporation and Vanguard Advisers, Inc. in Scottsdale, Arizona. He has been registered since October 2019 and May 2023, respectively. Nastivar is licensed in three U.S. states and territories and has passed two general industry/product exams and two multi-state securities law exams. His professional registrations include the Series 7 (General Securities Representative Examination) and Series 63 (Uniform Securities Agent State Law Examination), highlighting his qualifications in securities industry fundamentals and state law compliance.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Warren Nastivar Customer Complaints and Reviews
Warren N. Nastivar has one disclosed customer dispute:
- Customer Dispute (Closed-No Action / Withdrawn / Dismissed / Denied): Initiated on November 16, 2020, a client alleged that Nastivar failed to follow investment instructions, which purportedly resulted in missed gains of approximately $39,000. The firm conducted an investigation and concluded that Nastivar’s actions were in accordance with the firm’s policies and procedures, finding no wrongdoing. The complaint was closed with no action on December 3, 2020.
Allegations Against Warren Nastivar
- Failure to Follow Investment Instructions: The complaint revolved around an accusation that Nastivar did not adhere to the client’s investment directions, allegedly causing financial losses due to missed opportunities. The firm’s review determined that Nastivar had acted within the bounds of its guidelines and procedures, leading to a dismissal of the complaint without any findings of misconduct.
Warren Nastivar Red Flags & Your Rights As An Investor
Of course, Warren Nastivar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Warren Nastivar at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Warren Nastivar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Warren Nastivar
If you have questions about Vanguard Marketing Corporation and/or Warren Nastivar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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