DID WAYNE CURT RUBINAS CAUSE YOU INVESTMENT LOSSES?
Wayne Rubinas Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Wayne Rubinas of RBC Capital Markets, LLC?
Wayne Rubinas (CRD #4568138) who is currently registered as a broker and investment adviser with RBC Capital Markets, LLC and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Wayne Rubinas was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Wayne Rubinas Customer Complaint
Wayne Rubinas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not disclose fees on structured notes recommended. UBS Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action
Wayne Rubinas Red Flags & Your Rights As An Investor
Of course, Wayne Rubinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Rubinas at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wayne Rubinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Wayne Rubinas
If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Wayne Rubinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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