DID WILLIAM BRUCE BODY CAUSE YOU INVESTMENT LOSSES?
William Body Of Raymond James & Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
About William Body of Raymond James & Associates, Inc.?
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William Body (CRD #1547342) is currently registered with Raymond James & Associates, Inc. since 1995 and is authorized to practice in 51 U.S. states and territories. He has passed five principal/supervisory exams and four general industry/product exams. His previous experience includes working at A.G. Edwards & Sons, Inc. from 1986 to 1995. He has extensive qualifications, including the Series 7 (General Securities Representative) and Series 24 (General Securities Principal) exams. Body operates from the firm’s branch in Lakewood Ranch, Florida.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Body Customer Complaints and Reviews
Total Incidents: 5 customer disputes (2 settled, 3 denied)
1. Settled Dispute #1 (Raymond James & Associates, Inc.):
- Date: Complaint received on September 23, 2009
- Allegations: Failure to follow instructions related to subaccounts within a variable annuity.
- Settlement: $26,220.27, including a $7,122.05 contribution from Body.
2. Settled Dispute #2 (Raymond James & Associates, Inc.):
- Date: Complaint received on June 18, 2001
- Allegations: Failure to follow instructions regarding stop-loss orders.
- Settlement: $9,999
3. Denied Dispute #1 (Raymond James & Associates, Inc.):
- Date: Complaint received on March 22, 2024
- Allegations: Failure to implement a sound investment strategy and account mismanagement.
- Alleged Damages: $64,150.42
- Outcome: Denied
4. Denied Dispute #2 (Raymond James & Associates, Inc.):
- Date: Complaint received on January 15, 2016
- Allegations: Poor performance in the account and unsuitable investments.
- Alleged Damages: $9,037.09
- Outcome: Denied
5. Denied Dispute #3 (Raymond James & Associates, Inc.):
- Date: Complaint received on February 21, 2001
- Allegations: Unsuitability and high margin, leading to canceled trades due to margin call restrictions.
- Alleged Damages: $5,000
- Outcome: Denied
Allegations Against William Body
- Settled Dispute: Failure to follow instructions concerning a variable annuity and stop-loss orders.
- Denied Disputes: Allegations of unsuitability, account mismanagement, and poor performance in investments.
William Body Red Flags & Your Rights As An Investor
Of course, William Body did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Body at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Body has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To William Body
If you have questions about Raymond James & Associates, Inc. and/or William Body and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.