DID WILLIAM EDWARD BREDTHAUER CAUSE YOU INVESTMENT LOSSES?
William Bredthauer Of Ameriprise Financial Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
About William Bredthauer of Ameriprise Financial Services, LLC?
William Bredthauer (CRD #2266233) has been employed with Ameriprise Financial Services, LLC in Hopewell Junction, NY since October 1992, showcasing a long-standing relationship with the firm. He is registered as both a broker and an investment adviser representative. Bredthauer has passed two general industry/product exams and two multi-state securities law exams. He is licensed in 13 U.S. states and territories and affiliated with one self-regulatory organization. His previous employment included a lengthy tenure at IDS Life Insurance Company from October 1992 to July 2006. This extensive experience across various regulatory environments highlights his sustained commitment to the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Bredthauer Customer Complaints and Reviews
William Edward Bredthauer’s report indicates four customer disputes, all of which have been resolved without action, withdrawn, or denied:
- March and April 2024 Complaint: Allegations were made that Bredthauer invested contributions into a managed account without authorization, claimed damages were $354,800, and the complaint was withdrawn.
- June 2013 Complaint: A client alleged losses due to recommendations to buy and sell mutual funds and stocks, with alleged damages of $11,000, and the complaint was denied.
- October 2008 Complaint: The client alleged nondisclosure of the nature of a sweep option in a brokerage account, with alleged damages of $45,446.76, and the complaint was denied after the firm confirmed disclosure was made.
- March 2002 Complaint: A client’s spouse alleged mismanagement of $40,000 invested from an IRA, with alleged damages of $20,000, and the complaint was denied with confirmation that the investment aligned with the client’s objectives.
Allegations Against William Bredthauer
- Unauthorized Account Management (2024): Accused of unauthorized investment of client’s funds in a managed account.
- Investment Mismanagement (2013): Accused of causing financial loss through improper mutual fund and stock transactions.
- Non-Disclosure (2008): Accused of failing to disclose terms associated with a sweep option.
- Misrepresentation (2002): Accused of assuring safety on an investment that resulted in significant financial loss.
William Bredthauer Red Flags & Your Rights As An Investor
Of course, William Bredthauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Bredthauer at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Bredthauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To William Bredthauer
If you have questions about Ameriprise Financial Services, LLC and/or William Bredthauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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