DID WILLIAM CALVIN COLLINS CAUSE YOU INVESTMENT LOSSES?
William Collins of Royal Alliance Associates Has a Customer Complaint for Alleged Broker Misconduct
Who is William Collins of Royal Alliance Associates?
William Collins (CRD #1230925) who is currently registered with Royal Alliance Associates and located in Lakeway, Texas is a subject of one of our many securities industry sales practice abuse investigations.
William Collins Customer Complaint
William Collins has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses.
The allegations made in the FINRA reported customer complaint for investment losses were customer alleges that representative failed to follow instructions resulting in trading losses. William Collins’ customer complaint was denied and the customers did not take any further action.
William Collins Red Flags & Your Rights as an Investor
Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of William Collins at Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Royal Alliance Associates Due to William Collins
If you have questions about Royal Alliance Associates and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.