DID WILLIAM AYK CZAPLEWSKI CAUSE YOU INVESTMENT LOSSES?
William Czaplewski Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About William Czaplewski of LPL Financial LLC?
William Czaplewski (CRD #2386057 ) is currently registered with LPL Financial LLC, a firm he has been associated with since 1994. Czaplewski has passed three general industry/product exams, including the Series 7 General Securities Representative Examination. He is licensed in 21 U.S. states and territories, and has held positions at GNA Securities, Inc., and AEGON USA Securities Inc. before joining LPL Financial. His current employment includes roles as a registered representative at LPL Financial and Lake Ridge Financial. He also maintains positions in other business activities such as insurance and investment services.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Czaplewski Customer Complaints and Reviews
Total Incidents: 2 customer disputes
- Settled Dispute:
- Date: Complaint received on July 23, 2018
- Allegations: Customers alleged unsuitable recommendations concerning a real estate security.
- Settlement: $5,000, which Czaplewski contributed in full. He maintains that the settlement was purely a business decision, and the investments were appropriate with disclosed risks.
- Pending Dispute:
- Date: Complaint received on March 19, 2024
- Allegations: Customer alleged an investment made in 2015 was unsuitable for the customer’s investment objectives and risk tolerance.
- Alleged Damages: Over $5,000 (exact amount undetermined)
- Forum: FINRA Arbitration, Docket/Case #: 24-00611
- Status: Pending
Allegations Against William Czaplewski
- Settled Dispute: Alleged unsuitable recommendations for real estate security investments leading to a settlement of $5,000.
- Pending Dispute: Alleged unsuitable investment recommendations for a real estate investment trust from 2015. Currently in the arbitration process with FINRA.
These summaries provide an overview of the broker’s qualifications and disclosed events.
William Czaplewski Red Flags & Your Rights As An Investor
Of course, William Czaplewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Czaplewski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William Czaplewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To William Czaplewski
If you have questions about LPL Financial LLC and/or William Czaplewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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