DID WILLIAM DALE DOBBS CAUSE YOU INVESTMENT LOSSES?
William Dobbs Of Centaurus Financial, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct
About William Dobbs of Centaurus Financial, Inc.?
William Dobbs (CRD #1064156) has a long-standing career in the financial industry, currently as a registered broker and financial advisor with Centaurus Financial, Inc. since April 2009. Throughout his career, Dobbs has worked with various firms, including MetLife Securities, Inc., Sunset Financial Services, Inc., and John Hancock Distributors, Inc. He has passed three general industry/product exams and two multi-state securities law exams. Dobbs is licensed in California and Tennessee, where he serves as an Investment Adviser Representative. His experience spans several decades, during which he has held various roles within the financial services sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Dobbs Customer Complaints and Reviews
William Dobbs has multiple disclosure events on his record:
- Customer Disputes (11 total):
- Settled: Several customer disputes have been settled, including allegations of unsuitable investment recommendations and breaches of fiduciary duty. For example, a dispute from 2023 related to a speculative, high-risk investment was settled for $12,000, with no individual contribution from Dobbs.
- Pending: There are ongoing disputes, such as a case from 2024 where a customer alleges unsuitable, high-risk, illiquid investments with alleged damages of $30,920. These cases are currently pending.
Allegations Against William Dobbs
The allegations against William Dale Dobbs include:
- Customer Disputes: Allegations of recommending unsuitable, high-risk, and illiquid investments that were not aligned with the clients’ financial objectives. These disputes have led to multiple settlements and ongoing cases.
William Dobbs Red Flags & Your Rights As An Investor
Of course, William Dobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dobbs at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Dobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To William Dobbs
If you have questions about Centaurus Financial, Inc. and/or William Dobbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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