DID WILLIAM HASLETT SEWELL CAUSE YOU INVESTMENT LOSSES?
William Sewell Of Janney Montgomery Scott LLC And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is William Sewell of Janney Montgomery Scott LLC?
William Sewell (CRD #724376) who is currently registered as a broker and investment adviser with Janney Montgomery Scott LLC and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, William Sewell was associated with BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Sewell Customer Complaints
William Sewell has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Solomon Smith Barney and the investor took no further action. Yellow customer complaint was recently filed against Janney Montgomery Scott for William Sewell’s alleged misconduct and is still pending.
Allegations Against William Sewell
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to disclose that customer was opening a fee-based account.
- Failure to supervise managed account.
William Sewell Red Flags & Your Rights As An Investor
Of course, William Sewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sewell at Janney Montgomery Scott LLC and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether William Sewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To William Sewell
If you have questions about Janney Montgomery Scott LLC, BB&T Securities, LLC and/or William Sewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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