DID WILLIAM PAUL VAN GIESON CAUSE YOU INVESTMENT LOSSES?
William Van Gieson Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
About William Van Gieson of Equitable Advisors, LLC?
William Van Gieson (CRD #5512035) he has been registered with Equitable Advisors, LLC since December 2008, in Manahawkin, New Jersey. His professional qualifications are limited; he has only passed two general industry/product exams (Series 7 and Securities Industry Essentials) and holds a single state license in New Jersey. Notably, he lacks any principal/supervisory exam qualifications.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Van Gieson Customer Complaint and Reviews
- Number of Incidents: 1 Customer Dispute
- Details of the Dispute:
- Allegations: The customer accused Van Gieson of misrepresenting the terms of a variable annuity policy sold in 2021.
- Outcome: Despite the complaint filed on September 5, 2023, Equitable Advisors found no basis for the allegations, and the case was denied on October 30, 2023. The lack of specified damages and the firm’s quick dismissal of the complaint may raise concerns about oversight and the handling of client grievances.
Allegations Against William Van Gieson
- Misrepresentation of Product Terms: William P. Van Gieson was accused of misrepresenting the terms of a variable annuity policy. This specific allegation points to potential issues with transparency and ethical conduct in his professional dealings. The complaint was denied by the brokerage firm, suggesting either a resolution in favor of the broker or possibly inadequate investigation, depending on one’s viewpoint.
Jon Price Red Flags & Your Rights As An Investor
Of course, William Van Gieson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Van Gieson at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether William Van Gieson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To William Van Gieson
If you have questions about Equitable Advisors, LLC and/or William Van Gieson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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