DID WILLIE LIN CAUSE YOU INVESTMENT LOSSES?
Willie Lin was fired from Transamerica Financial Advisors, Inc. on December 9, 2024, following allegations of unauthorized transactions in client accounts.
Who is Willie Lin formerly with Transamerica Financial Advisors, Inc.?
Willie Lin (CRD #6261168) who was formerly registered as a broker with Transamerica Financial Advisors, Inc. and located in Buffalo Grove, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Willie Lin Employment History and Termination
Willie Lin, was employed by Transamerica Financial Advisors, Inc. as a registered broker from January 2014 until December 2024. During his tenure, he also engaged in the sales of insurance and non-insurance products.
He passed two general industry/product exams: (1) Securities Industry Essentials Examination in October 2018 and (2) the Investment Company Products/Variable Contracts Representative Examination in January 2014, and one multi-state securities law exam (Series 63 in February 2014). However, he is not currently registered as a broker.
His employment ended with his Transamerica Financial Advisors, Inc. following allegations of unauthorized transactions involving variable annuities in client accounts identified during a review of customer complaints.
Negative Disclosures Summary
Willie Lin has one reported disclosure event:
- Employment Termination:
- Date: December 9, 2024
- Firm: Transamerica Financial Advisors, Inc.
- Reason: Discharged after the firm identified unauthorized transactions in client accounts during a review of customer complaints.
- Product Type: Variable Annuity.
Tiffany Keigley Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Willie Lin is a red flag which should put all current and former customers of Willie Lin at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Willie Lin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Willie Lin
If you have questions about Transamerica Financial Advisors, Inc. and/or Willie Lin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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