DID XUEMEI QIAN CAUSE YOU INVESTMENT LOSSES?
Xuemei Qian Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Xuemei Qian of Cetera Investment Services LLC?
Xuemei Qian (CRD #6155322) who is currently registered as a broker and investment adviser with Cetera Investment Services LLC and located in San Jose, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Xuemei Qian was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Xuemei Qian Customer Complaints
Xuemei Qian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have recently been denied by Cetera Investment Services, and thus far, investors have not taken any further action
Allegations Against Xuemei Qian
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of structured notes as having a 1-year maturity and a fixed interest with principal return.
- Misrepresentations related to structured product investments.
Xuemei Qian Red Flags & Your Rights As An Investor
Of course, Xuemei Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xuemei Qian at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Xuemei Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Xuemei Qian
If you have questions about Cetera Investment Services LLC and/or Xuemei Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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