DID ZACHARY A HARLESS CAUSE YOU INVESTMENT LOSSES?
Zachary Harless Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Zachary Harless of Wells Fargo Clearing Services, LLC?
Zachary Harless (CRD #5525364) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Manteca, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Zachary Harless was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Zachary Harless Customer Complaints
Zachary Harless has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors for the broker’s alleged misconduct in favor the investor. The other 3 customer complaints were denied by the advisors’ employers and to date, the investors have not taken any further action.
Allegations Against Zachary Harless
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Improper asset allocation.
- Purchase of 2 riders to variable annuity contracts that were not ordered.
- Unauthorized purchase of variable annuity contract.
- Misrepresentation about locking in value of account.
Zachary Harless Red Flags & Your Rights As An Investor
Of course, Zachary Harless did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Harless at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Harless has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Zachary Harless
If you have questions about Wells Fargo Clearing Services, LLC and/or Zachary Harless and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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