DID ZACHARY THOMAS KRAUSE CAUSE YOU INVESTMENT LOSSES?
Zachary Krause was fired from Fidelity Brokerage Services LLC on November 13, 2024 due to allegations of improper use of a financial planning tool.
Who is Zachary Krause formerly with Fidelity Brokerage Services LLC?
Zachary Krause (CRD #7378189) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Zachary Krause Employment History and Termination
Zachary Thomas Krause worked for Fidelity Brokerage Services LLC as a registered broker in Greenwood Village, Colorado (September 2022-December 2024) and Fidelity Personal and Workplace Advisors as a financial adviser in Boston, Massachusetts, from November 2022 to December 2024. His previous employment history includes working as a Workplace Planning Consultant at Fidelity Investments and a College Financial Representative at Northwestern Mutual before transitioning into full-time brokerage roles.
He is currently registered with Transamerica Capital, Inc. in Denver, Colorado as of January 7, 2025.
Mr. Krause passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). However, he has not passed any principal or supervisory exams. He was terminated from Fidelity Brokerage Services LLC on November 13, 2024. The firm reported that he improperly used a financial planning tool without verifying the accuracy of client data, which impacted his performance metrics
Negative Disclosures Summary
One negative disclosure was noted on Mr. Krause’s record:
- Termination November 13, 2024
- Date: November 13, 2024
- Firm: Fidelity Brokerage Services LLC
- Reason: Discharged for improperly using a financial planning tool without verifying client data accuracy, which affected his performance metrics.
Zachary Krause Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Zachary Krause is a red flag which should put all current and former customers of Zachary Krause at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Zachary Krause engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Zachary Krause
If you have questions about Fidelity Brokerage Services LLC and/or Zachary Krause and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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