Margate Investment Fraud and Securities Lawyer
An investment and securities fraud attorney focuses on helping victims of financial misconduct tied to stocks, bonds, and various other investments. They routinely handle broker misconduct, insider trading, Ponzi schemes, and market manipulation. These legal professionals seek to recover losses by pursuing lawsuits, negotiating settlements, and ensuring adherence to Florida’s securities regulations.
Backed by over 45 years of experience prosecuting investment fraud cases and recovering $175 million for clients, the Margate investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand prepared to advocate for local investors pursuing rightful compensation.
Whether it’s allegations of unauthorized trading, private placement fraud, churning, or a complex Ponzi scheme, firm founder Robert Pearce is ready to defend your interests and strive to hold the responsible parties accountable. In doing so, our team often references Florida Statutes Chapter 517 to help demonstrate violations under state law.
Guidance from a Respected Firm in Securities and Investment Fraud
We represent investors based in Margate, and our deep knowledge of Florida-specific statutes equips us to handle the various obstacles that defrauded investors face. If you suspect misconduct, reach out for a free consultation.
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Margate.
From cases concerning sophisticated portfolios to more modest investments still worthy of protection, we’re prepared to guide you through FINRA arbitration or other legal channels to pursue recovery throughout Margate:
- Coral Bay & Royal Springs – Neighborhoods with sizable single-family homes and a growing number of retirees seeking stable investments. Possible vulnerabilities include unsuitable annuities and overconcentration of funds in risky products.
- The Carolina Club – A golf-centric community drawing higher-income professionals who may engage in complex hedge fund or private placement deals, where misrepresentation and “selling away” can surface.
- Holiday Springs – Known for a mix of condominiums and single-family residences, this area attracts both retirees and young families. A reliance on brokers for diversification can open the door to churning or unauthorized trades.
- Oriole Gardens – A 55+ community with significant retirement savings. Here, unscrupulous financial advisors might target individuals through Ponzi-like schemes or high-commission products in violation of Florida’s anti-fraud provisions.
How Our Investment Fraud Team Works Toward Recovering Your Losses
Since 1980, our firm has served investors across the state, offering counsel in a wide variety of matters. We handle these case types in Florida, including:
- Fraud and misrepresentation
- Stock market losses
- Ponzi schemes
- Margin call liquidations
- Misappropriation of funds
- Private placement fraud
- Breach of Fiduciary Duty
- Churning
- Selling Away
- Unauthorized trading
- And many others (click here for all case types our firm handles)
Attorney Robert Pearce will guide you at every turn—from gathering the evidence to seeking FINRA arbitration or filing a legal action. Our familiarity with Florida’s securities framework, including the Florida Securities and Investor Protection Act, positions us to confront brokerage firms and advisors head-on.
Advisors and Brokers Facing Alleged Misconduct
We closely follow the activities of brokers and advisors in the region and have documented their FINRA BrokerCheck records, such as:
- https://www.secatty.com/investigations/ernst-tullus-merrill-lynch-pierce-fenner-smith/
- https://www.secatty.com/investigations/kevin-dery-wells-fargo-advisors/
- https://www.secatty.com/investigations/david-eastman-metlife-securities/
- https://www.secatty.com/investigations/jeffrey-oliverio-truist-investment-services/
- https://www.secatty.com/investigations/jaime-cosculluela-oppenheimer-co/
If you’ve dealt with any of these professionals and are concerned about potential misconduct, call 800-732-2889 or fill out our contact form for a free case evaluation.
A Strategy Centered on Your Specific Claim
We understand that every fraudulent investment claim is different. Our attorneys investigate your circumstances and craft a course of action tailored to your goals. By leveraging our knowledge of state regulations, we strive to position you for the most advantageous resolution possible.
Contact the Margate Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.