Dec 21, 2023

Gary Costello of Aegis Capital Corp.

DID GARY STEVEN COSTELLO CAUSE YOU INVESTMENT LOSSES? Gary Costello Of Aegis Capital Corp. And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Costello Customer Complaints Gary Costello has been the subject of 5 customer complaints that we know about seeking to recover investment losses. All 5 customer complaints recently filed with Truist Investment Services are under review and awaiting the firm’s determination. Allegations Against Gary Costello The allegations made in the 5 FINRA reported pending complaints for investment losses were all for unauthorized trading. Gary Costello Red Flags & Your Rights As An Investor Of course, Gary Costello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Costello at Aegis Capital Corp. and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Costello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Corrada If you have questions about Aegis Capital Corp., Truist Investment Services, Inc. and/or Gary Costello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2023

 James Mariani of Aegis Capital Corp

DID JAMES J MARIANI CAUSE YOU INVESTMENT LOSSES? James Mariani Of Aegis Capital Corp Has 13 Customer Complaints For Alleged Broker Misconduct James Mariani Customer Complaints James Mariani has been the subject of 13 customer complaints that we know about seeking to recover investment losses. Five of the FINRA arbitration proceedings filed against James Mariani’s current and former employers resettled in favor of the investors. One customer complaint was denied by Josephthal & Co. in the investor took no further action. The remaining 7 FINRA arbitration proceedings filed against James Mariani’s current and former employers are still pending resolution. Allegations Against James Mariani A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Mariani Red Flags & Your Rights As An Investor Of course, James Mariani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Mariani at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether James Mariani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To James Mariani If you have questions about Aegis Capital Corp and/or James Mariani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Christopher Knutson of Aegis Capital Corp.

DID CHRISTOPHER ADAM KNUTSON CAUSE YOU INVESTMENT LOSSES? Christopher Knutson Of Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Christopher Knutson Customer Complaints Christopher Knutson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. One customer dispute against the brokerage firm for Christopher Knutson’s alleged misconduct is still pending. Allegations Against Christopher Knutson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Knutson Red Flags & Your Rights As An Investor Of course, Christopher Knutson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Knutson at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Knutson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Christopher Knutson If you have questions about Aegis Capital Corp. and/or Christopher Knutson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2023

Surage Perera formerly with Aegis Capital Corp.

DID SURAGE KAMAL ROSHAN PERERA CAUSE YOU INVESTMENT LOSSES? Surage Perera Formerly With Aegis Capital Corp. and Maxim Group LLC Has 4 Customer Complaints For Alleged Broker Misconduct Surage Perera Customer Complaints Surage Perera has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Prestige Financial Center in favor of the investor. There are currently 3 customer complaints still pending with Aegis Capital Corp. for the advisor’s alleged misconduct. 2 of those customer complaints have evolved into FINRA arbitration proceedings. Allegations Against Surage Perera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Surage Perera Red Flags & Your Rights As An Investor Of course, Surage Perera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surage Perera at Aegis Capital Corp. and Maxim Group LLC on alert to review carefully the activity and performance of their accounts and question whether Surage Perera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Maxim Group LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Surage Perera If you have questions about Aegis Capital Corp., Maxim Group LLC and/or Surage Perera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Sean Sullivan of Sovereign Global Advisors LLC

DID SEAN T SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of Sovereign Global Advisors LLC And Formerly With Spartan Capital Securities, LLC and Aegis Capital Corp. Has 7 Customer Complaints For Alleged Broker Misconduct Sean Sullivan Customer Complaints Sean Sullivan has been the subject of at least 7 customer complaints that we know about recovering investment losses. Three of the customer complaints have been settled by Aegis Capital Corp. in favor of the investors. One customer complaint was withdrawn by the customer. There are 3 FINRA arbitrations still pending for Sean Sullivan’s alleged misconduct while employed at Aegis Capital Corp. Allegations Against Sean Sullivan The allegations made in the FINRA reported in the multiple arbitration claim settlements and/or pending complaints for investment losses were unauthorized trading, excessive trading, unsuitable investment recommendations, fraud, and negligence. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sovereign Global Advisors LLC Due To Sean Sullivan If you have questions about Sovereign Global Advisors LLC, Spartan Capital Securities, LLC, Aegis Capital Corp. and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andrew Brookman of Aegis Capital Corp

DID ANDREW MICHAEL BROOKMAN CAUSE YOU INVESTMENT LOSSES? Andrew Brookman Of Aegis Capital Corp And Formerly With LPL Financial LLC and Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Andrew Brookman Customer Complaints Andrew Brookman has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by LPL Financial and Brill Securities in favor of the investors. One customer complaint was denied by Ages Capital Corp. and later withdrawn. The other customer complaint against LPL Financial for Andrew Brookman’s alleged misconduct was recently filed and is still pending. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Brookman Red Flags & Your Rights As An Investor Of course, Andrew Brookman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Brookman at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Brookman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp, LPL Financial LLC and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Andrew Brookman If you have questions about Aegis Capital Corp, LPL Financial LLC, Oppenheimer & Co. Inc. and/or Andrew Brookman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2023

Todd Ellentuck formerly with Aegis Capital Corp.

DID TODD MICHAEL ELLENTUCK CAUSE YOU INVESTMENT LOSSES? Todd Ellentuck Formerly With Aegis Capital Corp. Has 3 Customer Complaints For Alleged Broker Misconduct Todd Ellentuck Customer Complaints Todd Ellentuck has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other customer complaint was denied by Todd Ellentuck’s former employer and the customer took no further action. Allegations Against Todd Ellentuck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Ellentuck Red Flags & Your Rights As An Investor Of course, Todd Ellentuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Ellentuck at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Todd Ellentuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Todd Ellentuck If you have questions about Aegis Capital Corp. and/or Todd Ellentuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 19, 2023

Thomas Kelly, Jr. of Aegis Capital Corp.

DID THOMAS EDISON KELLY JR CAUSE YOU INVESTMENT LOSSES? Thomas Kelly, Jr. Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 19 Customer Complaints For Alleged Broker Misconduct Thomas Kelly, Jr. Customer Complaints Thomas Kelly, Jr. has been the subject of 19 customer complaints that we know about to recover investment losses. Twelve of the customer complaints were settled by Thomas Kelly’s employers in favor of the investors. Four customer complaints were denied by National Securities Corp. and First Republic Group and the customers took no further action. There are 3 arbitration proceedings still pending against Thomas Kelly’s current and former employers for his alleged misconduct. Allegations Against Thomas Kelly, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kelly, Jr. Red Flags & Your Rights As An Investor Of course, Thomas Kelly, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kelly, Jr. at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Thomas Kelly, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Thomas Kelly, Jr. If you have questions about Aegis Capital Corp., National Securities Corporation and/or Thomas Kelly, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Luftschein formerly with Joseph Stone Capital L.L.C.

DID STEVEN ROBERT LUFTSCHEIN CAUSE YOU INVESTMENT LOSSES? Steven Luftschein Formerly With Joseph Stone Capital L.L.C. and Aegis Capital Corp. Has 18 Customer Complaints For Alleged Broker Misconduct Steven Luftschein Customer Complaints Steven Luftschein has been the subject of 18 customer complaints that we know about to recover investment losses. Fifteen of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. The other 3 customer complaints were denied by Steven Luftschein’s former employers no further action was taken. Allegations Against Steven Luftschein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Luftschein Red Flags & Your Rights As An Investor Of course, Steven Luftschein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Luftschein at Joseph Stone Capital L.L.C. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Luftschein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Steven Luftschein If you have questions about Joseph Stone Capital L.L.C., Aegis Capital Corp. and/or Steven Luftschein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Hananel formerly with Aegis Capital Corp.

DID SCOTT NEIL HANANEL CAUSE YOU INVESTMENT LOSSES? Scott Hananel Formerly With Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Scott Hananel Customer Complaints Scott Hananel has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 customer complaints were  settled in favor of the investors. Allegations Against Scott Hananel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Hananel Red Flags & Your Rights As An Investor Of course, Scott Hananel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Hananel at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Scott Hananel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Scott Hananel If you have questions about Aegis Capital Corp. and/or Scott Hananel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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