Dec 14, 2022

Elliot Sherer of Aegis Capital Corp.

DID ELLIOT HOUGH SHERER CAUSE YOU INVESTMENT LOSSES? Elliot Sherer Of Aegis Capital Corp. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Elliot Sherer of Aegis Capital Corp.? Elliot Sherer (CRD #2719671) who is currently registered with Aegis Capital Corp. and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Elliot Sherer Customer Complaints Elliot Sherer has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Elliot Sherer’s 3 customer complaints was settled in favor of the investor. One of Elliot Sherer’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Elliot Sherer’s current employer Aegis Capital Corp. for investment losses caused by the alleged misconduct. Allegations Against Elliot Sherer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Elliot Sherer Red Flags & Your Rights As An Investor Of course, Elliot Sherer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elliot Sherer at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Elliot Sherer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Elliot Sherer If you have questions about Aegis Capital Corp. and/or Elliot Sherer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2022

Dennis Karjanis of Aegis Capital Corp.

DID DENNIS JOSEPH KARJANIS CAUSE YOU INVESTMENT LOSSES? Dennis Karjanis Of Aegis Capital Corp. And Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dennis Karjanis of Aegis Capital Corp.? Dennis Karjanis (CRD #5280862) who is currently registered with Aegis Capital Corp. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Aegis Capital Corp., Dennis Karjanis was associated with National Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dennis Karjanis Customer Complaints Dennis Karjanis has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Dennis Karjanis’ customer complaints were settled in favor of investors. Allegations Against Dennis Karjanis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation of private placement. Misrepresentation and unsuitable investment recommendation a over-the-counter securities. Dennis Karjanis Red Flags & Your Rights As An Investor Of course, Dennis Karjanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Karjanis at Aegis Capital Corp. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Dennis Karjanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Dennis Karjanis If you have questions about Aegis Capital Corp., National Securities Corporation, and/or Dennis Karjanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Christopher Barletta Formerly With National Securities

DID CHRISTOPHER JOHN BARLETTA CAUSE YOU INVESTMENT LOSSES? Christopher Barletta Formerly With National Securities And Aegis Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Barletta formerly with National Securities? Christopher Barletta (CRD #2690600) who was formerly registered with National Securities and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities, Christopher Barletta was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Barletta Customer Complaints Christopher Barletta has been the subject of 2 customer complaints that we know about.  Both of Christopher Barletta’s 2 customer complaints was settled in favor of investors. Allegations Against Christopher Barletta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges misrepresentation, unsuitability, and excessive trading by Christopher Barletta. Customer alleged churning, misrepresentation and fraud by Christopher Barletta. Christopher Barletta Red Flags & Your Rights As An Investor Of course, Christopher Barletta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Barletta at National Securities and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Christopher Barletta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Christopher Barletta If you have questions about National Securities, Aegis Capital, and/or Christopher Barletta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Brendan Behan of Aegis Capital Corp.

DID BRENDAN BRYAN BEHAN CAUSE YOU INVESTMENT LOSSES? Brendan Behan Of Aegis Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brendan Behan of Aegis Capital Corp.? Brendan Behan (CRD #5681974) who is currently registered with Aegis Capital Corp. and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Brendan Behan Customer Complaints Brendan Behan has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. There are currently 2 pending customer complaints filed against Brendan Behan’s current employer Aegis Capital Corp. for investment losses caused by the alleged misconduct. Allegations Against Brendan Behan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations. Churning, unsuitable investment recommendations and unauthorized trading in customer’s account. Brendan Behan Red Flags & Your Rights As An Investor Of course, Brendan Behan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brendan Behan at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Brendan Behan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Brendan Behan If you have questions about Aegis Capital Corp. and/or Brendan Behan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gerald Sharpe of Aegis Capital

DID GERALD RICHARD SHARPE JR CAUSE YOU INVESTMENT LOSSES? Gerald Sharpe Of Aegis Capital And Formerly With National Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gerald Sharpe of Aegis Capital? Gerald Sharpe (CRD #2109210) who is currently registered with Aegis Capital and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Gerald Sharpe was associated with National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Sharpe Customer Complaints Gerald Sharpe has been the subject of 4 customer complaints that we know about. Three of Gerald Sharpe’s 4 customer complaints were settled in favor of investors. One of Gerald Sharpe’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Gerald Sharpe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Gerald Sharpe made misrepresentations of material facts to induce client to purchase a listed stock. Claimant alleged Gerald Sharpe’s Unsuitability, Negligence, Gross Negligence, Breach of Contract, Breach of Fiduciary Duty, Unauthorized Trading. Unsuitable recommendations allegedly by Gerald Sharpe. Gerald Sharpe Red Flags & Your Rights As An Investor Of course, Gerald Sharpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Sharpe at Aegis Capital and National Securities on alert to review carefully the activity and performance of their accounts and question whether Gerald Sharpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Gerald Sharpe If you have questions about Aegis Capital, National Securities, and/or Gerald Sharpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Tariq Sales of Spartan Capital Securities

DID TARIQ MUHAMMED SALES CAUSE YOU INVESTMENT LOSSES? Tariq Sales Of Spartan Capital Securities And Formerly With Newbridge Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Tariq Sales of Spartan Capital Securities? Tariq Sales (CRD #2851440) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Tariq Sales was associated with Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Tariq Sales Customer Complaint Tariq Sales has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty; breach of contract and negligence. The customer complaint filed against Tariq Sales’ former employer Aegis Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Tariq Sales Red Flags & Your Rights As An Investor Of course, Tariq Sales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tariq Sales at Spartan Capital Securities and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Tariq Sales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities and Newbridge Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Tariq Sales If you have questions about Spartan Capital Securities, Newbridge Securities, and/or Tariq Sales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Rockowitz of Madison Global Partners

DID BRIAN DAVID ROCKOWITZ CAUSE YOU INVESTMENT LOSSES? Brian Rockowitz Of Madison Global Partners, Madison Global Advisors And Formerly With Aegis Capital Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brian Rockowitz of Madison Global Partners? Brian Rockowitz (CRD #1892992) who is currently registered with Madison Global Partners, Madison Global Advisors and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Madison Global Partners and Madison Global Advisors, Brian Rockowitz was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Rockowitz Customer Complaints Brian Rockowitz has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Brian Rockowitz’s 4 customer complaints were settled in favor of investors. One of Brian Rockowitz’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Brian Rockowitz’s alleged misconduct. Allegations Against Brian Rockowitz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Rockowitz’s alleged unsuitable investment recommendations resulting in account losses. Claimant alleged Brian Rockowitz’s unsuitability, breach of contract, breach of fiduciary duty. Client alleged that Brian Rockowitz was not available when the client called him to request a stop loss. Customer alleged after the fact that four solicited trades failed to meet strategy for growth and protection of assets allegedly by Brian Rockowitz. Brian Rockowitz Red Flags & Your Rights As An Investor Of course, Brian Rockowitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Rockowitz at Madison Global Partners, Madison Global Advisors, and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Brian Rockowitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Global Partners, Madison Global Advisors, and Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Global Partners Due To Brian Rockowitz If you have questions about Madison Global Partners, Madison Global Advisors, Aegis Capital, and/or Brian Rockowitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Macnamee formerly with Aegis Capital

DID ROBERT PATRICK MACNAMEE CAUSE YOU INVESTMENT LOSSES? Robert Macnamee Formerly With Aegis Capital And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Macnamee formerly with Aegis Capital? Robert Macnamee (CRD #2607475) who was formerly registered with Aegis Capitaland located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Robert Macnamee was associated with National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Macnamee Customer Complaints Robert Macnamee has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Macnamee’s customers’ complaints was denied and, to date, the customer has not taken any further action.  There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Robert Macnamee’s alleged misconduct. Allegations Against Robert Macnamee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Robert Macnamee made misrepresentations when he purchased an investment from the firm. Claimant alleged Robert Macnamee’s unsuitability, breach of contract, breach of fiduciary duty. Robert Macnamee Red Flags & Your Rights As An Investor Of course, Robert Macnamee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Macnamee at Aegis Capital and National Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Macnamee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Robert Macnamee If you have questions about Aegis Capital, National Securities, and/or Robert Macnamee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ghazaleh Ebrahimi of Aegis Capital

DID GHAZALEH EBRAHIMI CAUSE YOU INVESTMENT LOSSES? Ghazaleh Ebrahimi Of Aegis Capital Corp. And Formerly With Stifel Nicolaus & Company, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Ghazaleh Ebrahimi of Aegis Capital Corp.? Ghazaleh Ebrahimi (CRD #2873246) who is currently registered with Aegis Capital Corp. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Ghazaleh Ebrahimi was associated with Stifel Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ghazaleh Ebrahimi Customer Complaints Ghazaleh Ebrahimi has been the subject of 5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. All of Ghazaleh Ebrahimi’s 5 customer complaints were settled in favor of investors. Allegations Against Ghazaleh Ebrahimi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Ghazaleh Ebrahimi’s violation of standards of reasonable basis suitability (FINRA Rule 2310(b)) just and equitable principles of trade (FINRA Rule 2010; fraud, misleading statements, misleading omissions of material information; breach of fiduciary duty; negligent misrepresentation; negligence; breach of contract and warranty; third party beneficiary breach of contract; breach of the covenant of good faith and fair dealing; elder abuse; and aiding and abetting financial elder abuse. Claimants alleged Ghazaleh Ebrahimi’s breach of fiduciary duty; negligence; breach of contract; common law fraud and deceit; violations of FINRA rules 2310, 2210, 2110 , 2120 and 3010. Client verbally alleged that Ghazaleh Ebrahimi recommended an unsuitable investment in an inverse/leveraged ETF. Clients alleged that their investments made by Ghazaleh Ebrahimi in reverse convertible notes were unsuitable due to the fact that the investments’ recent market performance exhibited more volatility than the customer was willing to accept. Customer purchased reverse convertible bonds and claims that these investments allegedly recommended by Ghazaleh Ebrahimi were not suitable. Ghazaleh Ebrahimi Red Flags & Your Rights As An Investor Of course, Ghazaleh Ebrahimi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ghazaleh Ebrahimi at Aegis Capital Corp. and Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Ghazaleh Ebrahimi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Stifel Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Ghazaleh Ebrahimi If you have questions about Aegis Capital Corp., Stifel Nicolaus & Company, and/or Ghazaleh Ebrahimi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Doyle of Aegis Capital

DID KEVIN DOYLE CAUSE YOU INVESTMENT LOSSES? Kevin Doyle Of Aegis Capital Corp. And Formerly With National Securities and Newbridge Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Kevin Doyle of Aegis Capital Corp.? Kevin Doyle (CRD #2189452) who is currently registered with Aegis Capital Corp. and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital Corp., Kevin Doyle was associated with National Securities, Newbridge Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Doyle Customer Complaints Kevin Doyle has been the subject of 3 customer complaints that we know about. Two of Kevin Doyle’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Newbridge Securities for investment losses caused by Kevin Doyle’s alleged misconduct. Allegations Against Kevin Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Doyle’s alleged improper trading. The client claims Kevin Doyle allegedly made unsuitable recommendations not in line with investment objectives. Kevin Doyle’s alleged unsuitability, fraudulent and misleading conduct, omission of facts, negligence, various statutory violations and UAT. Kevin Doyle Red Flags & Your Rights As An Investor Of course, Kevin Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Doyle at Aegis Capital Corp., National Securities, and Newbridge Securities on alert to review carefully the activity and performance of their accounts and question whether Kevin Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., National Securities, and Newbridge Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Kevin Doyle If you have questions about Aegis Capital Corp., National Securities, Newbridge Securities, and/or Kevin Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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