Oct 23, 2024

Steven McNeilly of American Portfolios Financial Services, Inc. Reviews

DID STEVEN FREDERICK MCNEILLY CAUSE YOU INVESTMENT LOSSES? Steven McNeilly Customer Complaints and Reviews Steven F. McNeilly has one reported negative disclosure: Allegations Against Steven McNeilly Steven McNeilly Red Flags & Your Rights As An Investor Of course, Steven McNeilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven McNeilly at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven McNeilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Steven McNeilly If you have questions about American Portfolios Financial Services, Inc. and/or Steven McNeilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2024

Jason Mieras of American Portfolios Financial Services, Inc. Reviews

DID JASON LAWRENCE MIERAS CAUSE YOU INVESTMENT LOSSES? Jason Mieras Of American Portfolios Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jason Mieras Customer Complaints and Reviews Jason Mieras’s record contains several disclosures that may concern potential investors: Allegations Against Jason Mieras Jason Mieras Red Flags & Your Rights As An Investor Of course, Jason Mieras did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mieras at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Mieras has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Jason Mieras If you have questions about American Portfolios Financial Services, Inc. and/or Jason Mieras and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Vincent Mallon of American Portfolios Financial Services, Inc. FIRED

DID VINCENT MALLON CAUSE YOU INVESTMENT LOSSES? Vincent Mallon Formerly With American Portfolios Financial Services, Inc. was terminated on August 2, 2024 and sanctioned for incorrectly certifying to the State of New York that he had completed continuing education to renew his state license when, in fact, another person completed the training for him. Vincent Mallon Employment History Vincent Mallon has worked for several securities firms throughout his career. His most recent registration was with American Portfolios Financial Services, Inc. in Holbrook, New York, from January 2019 to August 2024. Previously, he was registered with Equity Services, Inc. in Hauppauge, New York, from January 2016 to December 2018, and with J.P. Morgan Securities LLC in Bethpage, New York, from October 2012 to July 2015. Mallon has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the General Securities Representative Examination (Series 7) in August 2009, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in November 2005. He also passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) in December 2009 and the Uniform Securities Agent State Law Examination (Series 63) in December 2005. He has not passed any principal or supervisory exams. Mallon is no longer registered with any firm. His record includes two disclosure events: a regulatory event and a termination. In August 2024, he consented to sanctions imposed by FINRA for falsely certifying that he had completed 15 hours of continuing education required to renew his state insurance license when, in fact, another person had completed it on his behalf. The sanctions included a suspension for one month and a fine of $5,000. Following this, he was terminated by American Portfolios Financial Services, Inc. in August 2024 due to the FINRA action. Vincent Mallon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Vincent Mallon is a red flag which should put all current and former customers of Vincent Mallon at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Mallon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc.  Due To Vincent Mallon If you have questions about American Portfolios Financial Services, Inc. and/or Vincent Mallon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2024

Louise Fallica Of American Portfolios Financial Services, Inc. Reviews

DID LOUISE DELUCA FALLICA CAUSE YOU INVESTMENT LOSSES? Louise Fallica Customer Complaints and Reviews Louise D. Fallica has one reported customer dispute: Allegations Against Louise Fallica Louise Fallica Red Flags & Your Rights As An Investor Of course, Louise Fallica did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louise Fallica at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Louise Fallica has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Louise Fallica If you have questions about American Portfolios Financial Services, Inc. and/or Louise Fallica and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Howard Douglas of American Portfolios Financial Services, Inc

DID HOWARD JEFFREY DOUGLAS CAUSE YOU INVESTMENT LOSSES? Howard Douglas Of American Portfolios Financial Services, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Howard Douglas Customer Complaint Howard Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were annuity purchased through adviser was unsuitable. The brokerage firm denied the customer complaint recently and so the investor has not filed any arbitration proceedings. Howard Douglas Red Flags & Your Rights As An Investor Of course, Howard Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Douglas at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Howard Douglas If you have questions about American Portfolios Financial Services, Inc., Equitable Advisors, LLC and/or Howard Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2023

Joseph McGuire of American Portfolios Financial Services, Inc

DID JOSEPH SHAWN MCGUIRE CAUSE YOU INVESTMENT LOSSES? Joseph McGuire Of American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph McGuire Customer Complaint Joseph McGuire has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unsuitable recommendation of 2 alternative investments involving real estate securities. The customer complaint was settled by FSC Securities Corp. in favor of the investor. Joseph McGuire Red Flags & Your Rights As An Investor Of course, Joseph McGuire did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph McGuire at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph McGuire has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Joseph McGuire If you have questions about American Portfolios Financial Services, Inc. and/or Joseph McGuire and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Hillary Wertlieb of American Portfolios Financial Services, Inc.

DID HILLARY JOY WERTLIEB CAUSE YOU INVESTMENT LOSSES? Hillary Wertlieb Of American Portfolios Financial Services, Inc. And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Hillary Wertlieb of American Portfolios Financial Services, Inc.? Hillary Wertlieb (CRD #2239224) who is currently registered with American Portfolios Financial Services, Inc. and located in Lynbrook, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Hillary Wertlieb was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hillary Wertlieb Customer Complaints Hillary Wertlieb has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Investor’s Capital Corp. and the customer took no further action. Allegations Against Hillary Wertlieb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hillary Wertlieb Red Flags & Your Rights As An Investor Of course, Hillary Wertlieb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hillary Wertlieb at American Portfolios Financial Services, Inc. and formerly with Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Hillary Wertlieb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Hillary Wertlieb If you have questions about American Portfolios Financial Services, Inc., Cetera Advisors LLC and/or Hillary Wertlieb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Forrest formerly with American Portfolios Financial Services, Inc.

DID GARY A FORREST CAUSE YOU INVESTMENT LOSSES? Gary Forrest of American Portfolios Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Forrest formerly with American Portfolios Financial Services, Inc.? Gary Forrest (CRD #1313782) who was formerly registered with American Portfolios Financial Services, Inc. and located in Flint, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Gary Forrest was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Forrest has had his own regulatory problems. He was suspended and fined by FINRA for unapproved private securities transactions involving the sale of promissory notes totaling over $826,000 issued by Woodbridge Group of companies. In addition, he was the subject of a cease and desist order by the State of Michigan. Gary Forrest Customer Complaints Gary Forrest has been the subject of 2 customer complaints that we know about in the last year to recover investment losses.  Both customer complaints were settled in favor of the investors. Allegations Against Gary Forrest A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Forrest Red Flags & Your Rights As An Investor Of course, Gary Forrest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Forrest at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Forrest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Gary Forrest If you have questions about American Portfolios Financial Services, Inc. and/or Gary Forrest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carmine Lopresti of American Portfolios Financial Services, Inc.

DID CARMINE ANTHONY LOPRESTI CAUSE YOU INVESTMENT LOSSES? Carmine Lopresti Of American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Carmine Lopresti of American Portfolios Financial Services, Inc.? Carmine Lopresti (CRD #1245062) who is currently registered with American Portfolios Financial Services, Inc. and located in Holmdel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Carmine Lopresti Customer Complaint Carmine Lopresti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Carmine Lopresti committed fraud, negligence, breach of fiduciary duty, and breach of contract in connection with variable annuity investments. The customer complaint filed against Carmine Lopresti’s current employer American Portfolios Financial Services, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carmine Lopresti Red Flags & Your Rights As An Investor Of course, Carmine Lopresti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carmine Lopresti at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carmine Lopresti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Carmine Lopresti If you have questions about American Portfolios Financial Services, Inc.  and/or Carmine Lopresti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joffre Salazar Formerly With American Portfolios Financial Services

DID JOFFRE SALAZAR CAUSE YOU INVESTMENT LOSSES? Joffre Salazar Formerly With American Portfolios Financial Services, LPL Financial And Santander Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joffre Salazar formerly with American Portfolios Financial Services? Joffre Salazar (CRD #2185914) who was formerly registered with American Portfolios Financial Services and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Joffre Salazar was associated with LPL Financial, Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joffre Salazar Customer Complaints Joffre Salazar has been the subject of 2 customer complaints that we know about. One of Joffre Salazar’s 2 customer complaints was settled in favor of investors. One of Joffre Salazar’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joffre Salazar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that she did not sign documents and accounts were opened without her knowledge by Joffre Salazar. Customers complained they were misled about their investment of a Pacific Life Variable Annuity by Joffre Salazar. Joffre Salazar Red Flags & Your Rights As An Investor Of course, Joffre Salazar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joffre Salazar at American Portfolios Financial Services, LPL Financial, and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Joffre Salazar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, LPL Financial, and Santander Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Joffre Salazar If you have questions about American Portfolios Financial Services, LPL Financial, Santander Securities, and/or Joffre Salazar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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