Feb 11, 2023

Jeffrey Duncan formerly with Ausdal Financial Partners, Inc.

DID JEFFREY ROBERT DUNCAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Duncan Formerly With Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Duncan Customer Complaint Jeffrey Duncan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of oil and gas limited partnership interests. Ausdal Financial Partners settled the customer dispute in favor of the investor for Jeffrey Duncan’s alleged misconduct. Jeffrey Duncan Red Flags & Your Rights As An Investor Of course, Jeffrey Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Duncan at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Duncan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc.  Due To Jeffrey Duncan If you have questions about Ausdal Financial Partners, Inc. and/or Jeffrey Duncan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Davis of Ausdal Financial Partners, Inc.

DID DANIEL ERNEST DAVIS CAUSE YOU INVESTMENT LOSSES? Daniel Davis Of Ausdal Financial Partners, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Davis of Ausdal Financial Partners, Inc.? Daniel Davis (CRD #1601521) who is currently registered with Ausdal Financial Partners, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Davis Customer Complaints Daniel Davis has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Davis’ 2 customer complaints was settled in favor of investor.  One of Daniel Davis’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of an advisory accounts involving illiquid investments, options trading and REITs. Unsuitable investment recommendations and failure to disclose tax consequences. Daniel Davis Red Flags & Your Rights As An Investor Of course, Daniel Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Davisat Ausdal Financial Partners, Inc.on alert to review carefully the activity and performance of their accounts and question whether Daniel Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Daniel Davis If you have questions about Ausdal Financial Partners, Inc. and/or Daniel Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Donald Kiley of Ausdal Financial Partners

DID DONALD WALTER KILEY CAUSE YOU INVESTMENT LOSSES? Donald Kiley of Ausdal Financial Partners Has 2 Customer Complaints for Alleged Broker Misconduct Who is Donald Kiley of Ausdal Financial Partners? Donald Kiley (CRD #2630201) who is currently registered with Ausdal Financial Partners and located in De Pere, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Donald Kiley was also the subject of multiple regulatory investigations and sanctions.  FINRA suspended him for 3 months and fined him $5,000 for participating in private securities transactions without his firm’s knowledge.  His license was revoked in the State of Illinois.  Wisconsin issued a summary order of Prohibition and Censure for selling unregistered securities in the form of mutual benefit viatical settlements off the books and records of his employing broker-dealer. Donald Kiley Customer Complaints Donald Kiley has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There is currently one pending customer complaint filed against Donald Kiley’s current employer Ausdal Financial Partners for investment losses caused by the alleged misconduct. One of Donald Kiley’s customer’s complaints was denied and the customers did not take any further action. Allegations Against Donald Kiley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claims subaccounts chosen in the annuity allegedly made by Donald Kiley were unsuitable. Clients allege products allegedly sold by Donald Kiley were unsuitable. Donald Kiley Red Flags & Your Rights as An Investor Of course, Donald Kiley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Donald Kiley at Ausdal Financial Partners on alert to review carefully the activity and performance of their accounts and question whether Donald Kiley has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Ausdal Financial Partners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Ausdal Financial Partners Due to Donald Kiley If you have questions about Ausdal Financial Partners, and/or Donald Kiley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Neston of Ausdal Financial Partners, Inc.

DID CHRISTOPHER WILLIAM NESTON CAUSE YOU INVESTMENT LOSSES? Christopher William Neston with Ausdal Financial Partners, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Christopher W. Neston with Ausdal Financial Partners, Inc.? Christopher Neston (CRD #2741497) who is currently registered with Ausdal Financial Partners, Inc. and located in Lino Lakes, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ausdal Financial Partners, Inc., Christopher Neston was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ausdal Financial Partners, Inc. Broker Misconduct In his career, Christopher Neston has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Christopher Neston’s customer’s complaints were settled in favor of investors. Allegations Against Christopher Neston   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged that Christopher Neston over-concentrated the investments in his portfolio and speculative, high commission securities, which mostly included private placements involving equipment leasing, oil and gas industry and real estate securities. Customer alleged that Christopher Neston made unsuitable investment recommendations for speculative investments in a retirement account. Christopher Neston Red Flags & Your Rights As An Investor Of course, Christopher Neston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Neston at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Neston has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Ausdal Financial Partners, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. If you have questions about Ausdal Financial Partners, Inc. and/or Christopher Neston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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