May 19, 2024

John Rood of Avantax Investment Services, Inc

DID JOHN WILLIAM ROOD CAUSE YOU INVESTMENT LOSSES? John Rood Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct John Rood Customer Complaints John Rood has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were recently denied by Avantax Investment Services, and so far it does not appear that either investor has filed an arbitration claim were taken any other action. Allegations Against John Rood A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Rood Red Flags & Your Rights As An Investor Of course, John Rood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rood at Avantax Investment Services, Inc on alert to review carefully the activity and performance of their accounts and question whether John Rood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc Due To John Rood  If you have questions about Avantax Investment Services, Inc and/or John Rood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2024

Thomas Anderson, II of Valmark Securities, Inc.

DID THOMAS GEORGE ANDERSON II CAUSE YOU INVESTMENT LOSSES? Thomas Anderson, II Of Valmark Securities, Inc. And Formerly With Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Anderson, II Customer Complaint Thomas Anderson, II has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow client’s instructions related to type of investments desired in an investment advisory account.  The customer complaint was recently filed with Valmark Securities and is still pending. Thomas Anderson, II Red Flags & Your Rights As An Investor Of course, Thomas Anderson, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Anderson, II at Valmark Securities, Inc. and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Anderson, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc. and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Thomas Anderson, II  If you have questions about Valmark Securities, Inc., Avantax Investment Services, Inc. and/or Thomas Anderson, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Lisa Pugel of Avantax Investment Services, Inc.

DID LISA AILEEN PUGEL CAUSE YOU INVESTMENT LOSSES? Lisa Pugel Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lisa Pugel Customer Complaints Lisa Pugel has been the subject of 2 customer complaints that we know about to recover investment losses. HD Vest settled one customer complaint in favor of the investor. Avantax Investment Services recently denied the other customer complaint and, to date, the investor is not taken any further action. Allegations Against Lisa Pugel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Lisa Pugel Red Flags & Your Rights As An Investor Of course, Lisa Pugel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Pugel at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Pugel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Lisa Pugel If you have questions about Avantax Investment Services, Inc. and/or Lisa Pugel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2023

Joseph Matoney of Avantax Investment Services, Inc.

DID JOSEPH PAUL MATONEY CAUSE YOU INVESTMENT LOSSES? Joseph Matoney Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Matoney Customer Complaints Joseph Matoney has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Avantax Investment Services and, to date, the investors have not taken any further action. Allegations Against Joseph Matoney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Matoney Red Flags & Your Rights As An Investor Of course, Joseph Matoney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Matoney at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Matoney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc.  Due To Joseph Matoney If you have questions about Avantax Investment Services, Inc. and/or Joseph Matoney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Archibald McMichael III of Avantax Investment Services, Inc.

DID ARCHIBALD WILLIAM MCMICHAEL III CAUSE YOU INVESTMENT LOSSES? Archibald McMichael III Of Avantax Investment Services, Inc. And Formerly With Lifemark Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Archibald McMichael III Customer Complaints Archibald McMichael III has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was denied by LifeMark Securities Corp. and, to date, the investor has not taken any further action. The other customer complaint against the same firm was recently filed and is still pending in a FINRA arbitration proceeding. Allegations Against Archibald McMichael III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Archibald McMichael III Red Flags & Your Rights As An Investor Of course, Archibald McMichael III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Archibald McMichael III at Avantax Investment Services, Inc. and Lifemark Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Archibald McMichael III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and Lifemark Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Archibald McMichael III If you have questions about Avantax Investment Services, Inc., Lifemark Securities Corp. and/or Archibald McMichael III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Peter Billingham of Avantax Investment Services, Inc.

DID PETER ALAN BILLINGHAM CAUSE YOU INVESTMENT LOSSES? Peter Billingham Of Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Billingham Customer Complaint Peter Billingham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the annuity into which she was going to invest did not offer tax deferment, growth and payouts as indicated by her representative. Avantax Investment Services settled the customer complaint in favor of the investor. Peter Billingham Red Flags & Your Rights As An Investor Of course, Peter Billingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Billingham at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Billingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Peter Billingham If you have questions about Avantax Investment Services, Inc. and/or Peter Billingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Keith Patterson of Avantax Investment Services, Inc.

DID KEITH WAYNE PATTERSON CAUSE YOU INVESTMENT LOSSES? Keith Patterson Of Avantax Investment Services, Inc. And Formerly With Securities America, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Keith Patterson Customer Complaints Keith Patterson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Keith Patterson’s former employers in favor of the investors. The remaining 3 customer complaints were denied by his former employers and the customers took no further action. Allegations Against Keith Patterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Patterson Red Flags & Your Rights As An Investor Of course, Keith Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Patterson at Avantax Investment Services, Inc. and Securities America, Inc on alert to review carefully the activity and performance of their accounts and question whether Keith Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and Securities America, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Keith Patterson If you have questions about Avantax Investment Services, Inc., Securities America, Inc and/or Keith Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Grace Kim of Avantax Investment Services, Inc.

DID GRACE CHONG KIM CAUSE YOU INVESTMENT LOSSES? Grace Kim Of Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Grace Kim of Avantax Investment Services, Inc.? Grace Kim (CRD #4206921) who is currently registered with Avantax Investment Services, Inc. and located in Blue Bell, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Avantax Investment Services, Inc., Grace Kim was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Grace Kim Customer Complaint Grace Kim has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation of a surrender and replacement of a life insurance policy did not align with the client’s objectives. The customer complaint was denied, and it appears the customer took no further action. Grace Kim Red Flags & Your Rights As An Investor Of course, Grace Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grace Kim at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Grace Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Grace Kim If you have questions about Avantax Investment Services, Inc. and/or Grace Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Clark of Avantax Investment Services

DID TIMOTHY JOSEPH CLARK CAUSE YOU INVESTMENT LOSSES? Timothy Clark Of Avantax Investment Services And Avantax Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Clark of Avantax Investment Services? Timothy Clark (CRD #4479035) who is currently registered with Avantax Investment Services, Avantax Advisory Services and located in Palos Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Timothy Clark Customer Complaint Timothy Clark has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client incurred a loss because his retirement account performed poorly, and the returns did not cover the fees associated with his account. Timothy Clark’s customer complaint was denied and, to date, the customer has not taken any further action. Timothy Clark Red Flags & Your Rights As An Investor Of course, Timothy Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Clark at Avantax Investment Services and Avantax Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Timothy Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and Avantax Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Timothy Clark If you have questions about Avantax Investment Services, Avantax Advisory Services, and/or Timothy Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kive Strickoff of Avantax Investment Services

DID KIVE ISRAEL STRICKOFF CAUSE YOU INVESTMENT LOSSES? Kive Strickoff Of Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services And Formerly With 1st Global Advisors And 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Kive Strickoff of Avantax Investment Services? Kive Strickoff (CRD #4094082) who is currently registered with Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services and Strickoff Financial Services, Kive Strickoff was associated with 1st Global Advisors, 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kive Strickoff Customer Complaint Kive Strickoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized reallocation of plan assets. Kive Strickoff’s customer complaint was settled in favor of the investors. Kive Strickoff Red Flags & Your Rights As An Investor Of course, Kive Strickoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kive Strickoff at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Kive Strickoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Kive Strickoff If you have questions about Avantax Investment Services, Avantax Advisory Services, Strickoff Financial Services, 1st Global Advisors, 1st Global Capital, and/or Kive Strickoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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