Mar 8, 2022

Patrick George of Avantax Investment Services

DID PATRICK ROBERT GEORGE CAUSE YOU INVESTMENT LOSSES? Patrick George Of Avantax Investment Services And Formerly With 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick George of Avantax Investment Services? Patrick George (CRD #4334319) who is currently registered with Avantax Investment Services and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Patrick George was associated with 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick George Customer Complaint Patrick George has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were related to the clients, investment in the Walton Limited Partnership. Patrick George’s customer complaint was settled in favor of the investors. Patrick George Red Flags & Your Rights As An Investor Of course, Patrick George did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick George at Avantax Investment Services and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Patrick George has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Patrick George If you have questions about Avantax Investment Services, 1st Global Capital, and/or Patrick George and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Richardson Of Avantax Investment Services

DID WILLIAM FRANKLIN RICHARDSON CAUSE YOU INVESTMENT LOSSES? William Richardson Of Avantax Investment Services, Avantax Advisory Services And Formerly With Securities America, Securities America Advisors, and Investacorp Advisory Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is William Richardson of Avantax Investment Services? William Richardson (CRD #721293) who is currently registered with Avantax Investment Services, Avantax Advisory Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Avantax Advisory Services, William Richardson was associated with Securities America, Securities America Advisors, and Investacorp Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Richardson Customer Complaints William Richardson has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of William Richardson’s 6 customer complaints were settled in favor of investors. Three of William Richardson’s customers complaints were denied and, to date, the customers had not taken any further action. There is currently one pending customer complaint filed against Investacorp for investment losses caused by William Richardson’s alleged misconduct. Allegations Against William Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that the investments were unsuitable at the time of sale. After electing to invest in REITs and BDCs, Claimant alleged that the investments made by William Richardson were unsuitable. Client alleged William Richardson was negligent in calculating RMD which resulted in resetting of annuity benefit amount. Client alleged that a variable annuity purchased was unsuitable and misrepresented by William Richardson. Client alleged that her age of 73 was overlooked by William Richardson and the investment is inappropriate for her. The client alleged the limited partnership investment he purchased from William Richardson was not suitable. William Richardson Red Flags & Your Rights As An Investor Of course, William Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Richardson at Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, and Investacorp Advisory Services on alert to review carefully the activity and performance of their accounts and question whether William Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, and Investacorp Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services and Securities America Due To William Richardson If you have questions about Avantax Investment Services, Avantax Advisory Services, Securities America, Securities America Advisors, Investacorp Advisory Services, and/or William Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Richard Thomas of Avantax Investment Services

DID RICHARD THOMAS CAUSE YOU INVESTMENT LOSSES? Richard Thomas Of Avantax Investment Services, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Richard Thomas of Avantax Investment Services, Inc.? Richard Thomas (CRD #1455306) who is currently registered with Avantax Investment Services, Inc. and located in Centereach, New York is a subject of one of our many securities industry sales practice abuse investigations. Richard Thomas Customer Complaint Richard Thomas has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Richard Thomas misled him about the risk and rate of return associated with his account and that no fees would be incurred on his account. Client also alleged his funds remained in cash for the duration of his account and Mr. Thomas did not establish online access to his account after multiple requests. Richard Thomas’ customer complaint was settled in favor of the investors. Richard Thomas Red Flags & Your Rights As An Investor Of course, Richard Thomas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Thomas at Avantax Investment Services on alert to review carefully the activity and performance of their accounts and question whether Richard Thomas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Richard Thomas If you have questions about Avantax Investment Services, Inc. and/or Richard Thomas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Berge Avedisian of Avantax Investment Services, Inc.

DID BERGE AVEDISIAN CAUSE YOU INVESTMENT LOSSES? Berge Avedisian Of Avantax Investment Services, Inc. And Formerly With 1st Global Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Berge Avedisian of Avantax Investment Services, Inc.? Berge Avedisian (CRD #2750210) who is currently registered with Avantax Investment Services, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Avantax Investment Services, Inc., Berge Avedisian was associated with 1st Global Capital Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Berge Avedisian Customer Complaints Berge Avedisian has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Berge Avedisian’s 2 customer complaints was settled in favor of investors. One of Berge Avedisian’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Berge Avedisian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investments in 2 non-traded REITs, and 1 business development company. Unsuitable investment recommendation of a variable annuity. Berge Avedisian Red Flags & Your Rights As An Investor Of course, Berge Avedisian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Berge Avedisian at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Berge Avedisian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Berge Avedisian If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Berge Avedisian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Lisa Jackson of Avantax Investment Services, Inc.

DID LISA SUE JACKSON CAUSE YOU INVESTMENT LOSSES? Lisa Sue Jackson Of Avantax Investment Services, Inc., and Formerly With 1st Global Capital Corp. Has A Recent Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Lisa S. Jackson with Avantax Investment Services, Inc.? Lisa Jackson (CRD #4040674) who is currently registered with Avantax Investment Services, Inc. and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Inc., Lisa Jackson was associated with 1st Global Capital Corp. and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. 1st Global Capital Corp. Broker Misconduct Lisa Jackson has been named as the subject of a customer complaint filed in the last year against her former employer 1st Global Capital Corp. to recover investment losses. The allegations are that she made misrepresentations and unsuitable investment recommendations to invest in REITs. The arbitration claim filed against Lisa Jackson’s former employer 1st Global Capital Corp. for investment losses caused by her alleged misconduct remains pending. Lisa Jackson Red Flags & Your Rights As An Investor Of course, Lisa Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jackson at Avantax Investment Services, Inc. and 1st Global Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Avantax Investment Services, Inc. and 1st Global Capital Corp. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. And 1st Global Capital Corp. If you have questions about Avantax Investment Services, Inc., 1st Global Capital Corp. and/or Lisa Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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