Jan 5, 2025

Joseph Weinbauer of Berthel, Fisher & Company Financial Services, Inc.  Reviews

DID JOSEPH ROBERT WEINBAUER CAUSE YOU INVESTMENT LOSSES? Joseph Weinbauer Of Berthel, Fisher & Company Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Weinbauer Customer Complaints and Reviews Mr. Weinbauer has four customer disputes, three of which have been settled, and one which is currently pending: Allegations Against Joseph Weinbauer Joseph Weinbauer Red Flags & Your Rights As An Investor Of course, Joseph Weinbauer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Weinbauer at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Weinbauer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Joseph Weinbauer If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Joseph Weinbauer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

James Martin of Berthel, Fisher & Company Financial Services, Inc.  FIRED

DID JAMES ANDERSON MARTIN CAUSE YOU INVESTMENT LOSSES? James Martin Formerly With  Berthel, Fisher & Company Financial Services, Inc. was terminated on July 11, 2024, due to a violation of company policy involving an outstanding loan with a client. James Martin Employment History James Anderson Martin has a long-standing career in the securities industry, having been registered with six different firms over more than two decades. His most recent registration was with Berthel, Fisher & Company Financial Services, Inc. from March 2003 to July 2024. Other firms he has been registered with include Continental Capital Investment Services, Inc., U.S. Bancorp Investments, Inc., and Edward D. Jones & Co., L.P. Martin is not currently registered as a broker. Throughout his career, Martin has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in September 1997. Additionally, he has passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) in September 1997. Martin was discharged from his most recent position at Berthel, Fisher & Company Financial Services, Inc. in July 2024 due to a violation of company policy involving an outstanding loan with a client. James Martin Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  James Martin is a red flag which should put all current and former customers James Martin at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Martin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To James Martin If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or James Martin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

George Howard, III of Centaurus Financial, Inc.

DID GEORGE REYNOLDS HOWARD III CAUSE YOU INVESTMENT LOSSES? George Howard, III Of Centaurus Financial, Inc. And Formerly with Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct George Howard, III Customer Complaints George Howard, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by George Howard’s current and former employers in favor the investors. His former employer denied another customer complaint and the investor took no further action. Allegations Against George Howard, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Howard, III Red Flags & Your Rights As An Investor Of course, George Howard, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howard, III at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Howard, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To George Howard, III If you have questions about Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or George Howard, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Sines of Berthel, Fisher & Company Financial Services, Inc.

DID WILLIAM CHARLES SINES CAUSE YOU INVESTMENT LOSSES? William Sines Of Berthel, Fisher & Company Financial Services, Inc. And Formerly With Kalos Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Sines Customer Complaints William Sines has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Kalos Capital in favor the investors. The other four complaints were denied by William Sines’ current and former employers and, to date, the customers have not taken any further action. Allegations Against William Sines A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Sines Red Flags & Your Rights As An Investor Of course, William Sines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Sines at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Sines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To William Sines If you have questions about Berthel, Fisher & Company Financial Services, Inc., Kalos Capital, Inc. and/or William Sines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2023

Scott Barcomb of Berthel, Fisher & Company Financial Services, Inc.

DID SCOTT CALLIS BARCOMB CAUSE YOU INVESTMENT LOSSES? Scott Barcomb Of Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Scott Barcomb Customer Complaints Scott Barcomb has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were  settled by Berthel, Fisher & Company Financial Services, Inc. In favor of the investors. Allegations Against Scott Barcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barcomb Red Flags & Your Rights As An Investor Of course, Scott Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barcomb at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Scott Barcomb If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Scott Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 19, 2023

Mason Gann formerly with Berthel, Fisher & Company Financial Services, Inc.

DID MASON WAYNE GANN CAUSE YOU INVESTMENT LOSSES Mason Gann Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mason Gann Customer Complaints Mason Gann has been the subject of 4 customer complaints that we know about to recover investment losses. Berthel Fisher Financial Services settled 3 of the customer complaints in favor of the investors. It denied one customer complaint, and to date, the customer has not taken any further action. Allegations Against Mason Gann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mason Gann Red Flags & Your Rights As An Investor Of course, Mason Gann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mason Gann at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mason Gann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Mason Gann If you have questions about Berthel, Fisher & Company Financial Services, Inc.  and/or Mason Gann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Malaussena of Berthel, Fisher & Company Financial Services, Inc.

DID JAMES VALENTINE MALAUSSENA CAUSE YOU INVESTMENT LOSSES? James Malaussena Of Berthel, Fisher & Company Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Malaussena of Berthel, Fisher & Company Financial Services, Inc.? James Malaussena (CRD #2494951) who is currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Palm Beach Gardens, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Berthel, Fisher & Company Financial Services, Inc., James Malaussena was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Malaussena Customer Complaints James Malaussena has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by TD Waterhouse Investor Services. The other customer complaint is pending against Berthel Fisher and Co. Financial Services. Allegations Against James Malaussena A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Malaussena Red Flags & Your Rights As An Investor Of course, James Malaussena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Malaussena at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Malaussena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To James Malaussena If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or James Malaussena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Gordon Roberts Jr. Formerly With Berthel, Fisher & Company Financial Services, Inc.

DID GORDON MORRISON ROBERTS JR. CAUSE YOU INVESTMENT LOSSES? Gordon Roberts Jr. Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Gordon Roberts Jr. Formerly With Berthel, Fisher & Company Financial Services, Inc.? Gordon Roberts Jr. (CRD #1474475) who was formerly registered with Berthel, Fisher & Company Financial Services, Inc. and located in Mt Vernon, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Berthel, Fisher & Company Financial Services, Inc., Gordon Roberts Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gordon Roberts Jr. Customer Complaints Gordon Roberts Jr. has been the subject of 5 customer complaints that we know about to recover investment losses. All 5 customer complaints were settled by the brokerage firms in favor of the investors. Allegations Against Gordon Roberts Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gordon Roberts Jr.  Red Flags & Your Rights As An Investor Of course, Gordon Roberts Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Roberts Jr. at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gordon Roberts Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Gordon Roberts Jr. If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Gordon Roberts Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2022

Christopher Hasbrouck of Berthel Fisher & Company Financial Services, Inc.

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. This crucial information might lead to concerns about Christopher Hasbrouck and financial losses you incurred. We’ll do our best to respond to any questions you might have. DID CHRISTOPHER LOUIS HASBROUCK CAUSE YOU INVESTMENT LOSSES? Christopher Hasbrouck Of Berthel Fisher & Company Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Hasbrouck of Berthel Fisher & Company Financial Services, Inc.? Christopher Hasbrouck (CRD #4886421) who is currently registered with Berthel Fisher & Company Financial Services, Inc. and located in Maple Grove, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Christopher Hasbrouck Customer Complaints Christopher Hasbrouck has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Hasbrouck’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Christopher Hasbrouck’s current employer Berthel Fisher & Company Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Christopher Hasbrouck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, misrepresentations, failure to follow customer’s instructions, and violations of securities industry rules and regulations in connection with variable annuity, real estate and other investments. Failure to conduct adequate due diligence in connection with unsuitable, ill liquid, and misrepresented investments. Ill liquid and unsuitable investment recommendations related to real estate securities. Christopher Hasbrouck Red Flags & Your Rights As An Investor Of course, Christopher Hasbrouck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Christopher Hasbrouck at Berthel Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Hasbrouck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services, Inc. Due To Christopher Hasbrouck If you have questions about Berthel Fisher & Company Financial Services, Inc. and/or Christopher Hasbrouck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Sweistris of Berthel Fisher & Company Financial Services

DID CHRISTOPHER PAUL SWEISTRIS CAUSE YOU INVESTMENT LOSSES? Christopher Sweistris Of Berthel Fisher & Company Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Sweistris of Berthel Fisher & Company Financial Services? Christopher Sweistris (CRD #4202545) who is currently registered with Berthel Fisher & Company Financial Services and located in Redmond, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sweistris Customer Complaint Christopher Sweistris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his portfolio was mismanaged and overloaded in Business Development Companies (“BDCs”) purchased by Christopher Sweistris.  He stated that some of his investments were not liquid and had a higher risk than he was comfortable with. Christopher Sweistris’ customer complaint was denied and, to date, the customer has not taken any further action. Christopher Sweistris Red Flags & Your Rights As An Investor Of course, Christopher Sweistris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sweistris at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sweistris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services Due To Christopher Sweistris If you have questions about Berthel Fisher & Company Financial Services and/or Christopher Sweistris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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